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Achieving sustainable cultivation of cocoa


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There is a growing demand for cocoa. However, cultivation is dependent on ageing trees with low yields and increasing vulnerability to disease. There is growing concern about the environmental impact of cultivation in areas soil health and biodiversity. There is therefore an urgent need to make cocoa cultivation more efficient and sustainable to ensure a successful future. These challenges are addressed in Achieving sustainable cultivation of cocoa.

Part 1 reviews genetic resources and developments in breeding. Part 2 discusses optimising cultivation techniques to make the most of new varieties. Part 3 summaries the latest research on understanding and combatting the major fungal and viral diseases affecting cocoa. Part 4 covers safety and quality issues whilst the final part of the book looks at ways of improving sustainability, including the role of agroforestry, organic cultivation and ways of supporting smallholders. With its distinguished editor and international range of expert authors – including a number from CGIAR Research Program on Forests, Trees and Agroforestry (FTA) scientists – this collection will be a standard reference for cocoa scientists, growers and processors.

Part 1 Genetic resources and breeding

1. Taxonomy and classification of cacao: Ranjana Bhattacharjee, International Institute of Tropical Agriculture (IITA), Nigeria; and Malachy Akoroda, Cocoa Research Institute of Nigeria, Nigeria;
2. Conserving and exploiting cocoa genetic resources: the key challenges: Brigitte Laliberté, Bioversity International, Italy; Michelle End, INGENIC (The International Group for Genetic Improvement of Cocoa), UK; Nicholas Cryer, Mondelez International, UK; Andrew Daymond, University of Reading, UK; Jan Engels, Bioversity International, Italy; Albertus Bernardus Eskes, formerly CIRAD and Bioversity International, France; Martin Gilmour, Barry Callebaut, USA; Philippe Lachenaud, Centre de coopération internationale en recherche agronomique pour le développement, France; Wilbert Phillips-Mora, Center for Tropical Agriculture Research and Education, Costa Rica; Chris Turnbull, Cocoa Research Association Ltd., UK; Pathmanathan Umaharan, Cocoa Research Centre, The University of the West Indies, Trinidad and Tobago; Dapeng Zhang, USDA-ARS, USA; and Stephan Weise, Bioversity International, Italy;
3. The role of gene banks in preserving the genetic diversity of cacao: Lambert A. Motilal, The University of the West Indies, Trinidad and Tobago;
4. Safe handling and movement of cocoa germplasm for breeding: Andrew Daymond, University of Reading, UK;
5. Developments in cacao breeding programmes in Africa and the Americas: Dário Ahnert, Universidade Estadual de Santa Cruz, Brazil; and Albertus Bernardus Eskes, formerly CIRAD and Bioversity International, France;

Part 2 Cultivation techniques

6. Cocoa plant propagation techniques to supply farmers with improved planting materials: Michelle End, INGENIC (The International Group for Genetic Improvement of Cocoa), UK; Brigitte Laliberté, Bioversity International, Italy; Rob Lockwood, Consultant, UK; Augusto Roberto Sena Gomes, Consultant, Brazil; George Andrade Sodré, CEPLAC/CEPEC, Brazil; and Mark Guiltinan and Siela Maximova, The Pennsylvania State University, USA;
7. The potential of somatic embryogenesis for commercial-scale propagation of elite cacao varieties: Siela N. Maximova and Mark J. Guiltinan, The Pennsylvania State University, USA;
8. Good agronomic practices in cocoa cultivation: rehabilitating cocoa farms: Richard Asare, International Institute of Tropical Agriculture (IITA), Ghana; Victor Afari-Sefa, World Vegetable Center, Benin; Sander Muilerman, Wageningen University, The Netherlands; and Gilbert J. Anim-Kwapong, Cocoa Research Institute of Ghana, Ghana;
9. Improving soil and nutrient management for cacao cultivation: Didier Snoeck and Bernard Dubos, CIRAD, UR Systèmes de pérennes, France;

Part 3 Diseases and pests

10. Cocoa diseases: witches’ broom: Jorge Teodoro De Souza, Federal University of Lavras, Brazil; Fernando Pereira Monteiro, Federal University of Lavras and UNIVAG Centro Universitário, Brazil; Maria Alves Ferreira, Federal University of Lavras, Brazil; and Karina Peres Gramacho and Edna Dora Martins Newman Luz, Comissão Executiva do Plano da Lavoura Cacaueira (CEPLAC), Brazil;
11. Frosty pod rot, caused by Moniliophthora roreri: Ulrike Krauss, Palm Integrated Services and Solutions (PISS) Ltd., Saint Lucia;
12. Cocoa diseases: vascular-streak dieback: David I. Guest, University of Sydney, Australia; and Philip J. Keane, LaTrobe University, Australia;
13. Insect pests affecting cacao: Leïla Bagny Beilhe, Régis Babin and Martijn ten Hoopen, CIRAD, France;
14. Nematode pests of cocoa: Samuel Orisajo, Cocoa Research Institute of Nigeria, Nigeria;
15. Advances in pest- and disease-resistant cocoa varieties: Christian Cilas and Olivier Sounigo, CIRAD, France; Bruno Efombagn and Salomon Nyassé, Institute of Agricultural Research for Development (IRAD), Cameroon; Mathias Tahi, CNRA, Côte d’Ivoire; and Sarah M. Bharath, Meridian Cacao, USA;

Part 4 Safety and sensory quality

16. Improving best practice with regard to pesticide use in cocoa: M. A. Rutherford, J. Crozier and J. Flood, CABI, UK; and S. Sastroutomo, CABI-SEA, Malaysia
17. Mycotoxins in cocoa: causes, detection and control: Mary A. Egbuta, Southern Cross University, Australia;
18. Analysing sensory and processing quality of cocoa: Darin A. Sukha and Naailah A. Ali, The University of the West Indies, Trinidad and Tobago;

Part 5 Sustainability

19. Climate change and cocoa cultivation: Christian Bunn, Fabio Castro and Mark Lundy, International Center for Tropical Agriculture (CIAT), Colombia; and Peter Läderach, International Center for Tropical Agriculture (CIAT), Vietnam;
20. Analysis and design of the shade canopy of cocoa-based agroforestry systems:Eduardo Somarriba, CATIE, Costa Rica; Luis Orozco-Aguilar, University of Melbourne, Australia; Rolando Cerda, CATIE, Costa Rica; and Arlene López-Sampson, James Cook University, Australia;
21. Organic cocoa cultivation: Amanda Berlan, De Montfort University, UK;
22. Cocoa sustainability initiatives: the impacts of cocoa sustainability initiatives in West Africa: Verina Ingram, Yuca Waarts and Fedes van Rijn, Wageningen University, The Netherlands;
23. Supporting smallholders in achieving more sustainable cocoa cultivation: the case of West Africa: Paul Macek, World Cocoa Foundation, USA; Upoma Husain and Krystal Werner, Georgetown University, USA.

This book is available for order from the publisher, Burleigh Dodds Science Publishing.


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  • Livelihood systems

Livelihood systems


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The extent and management of tree and forest cover on farms and across landscapes impacts the resilience, productivity and income of smallholders. This research theme harnesses the transformative power of trees, through developing and promoting innovations in management, markets and policies to reduce poverty, and increases the food and nutrition security of smallholders. Better tree management contributes to these livelihood goals while protecting the environment, enhancing natural capital and strengthening people’s capacity to adapt to climate change.


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  • The significance of planted teak for smallholders

The significance of planted teak for smallholders


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Mixed teak system. Photo by P. Manalu/ICRAF/CIFOR
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Shared learning at a farmer’s demonstration site. Photo by JM Roshetko/ICRAF

Teak is one of the most sought-after hardwoods in the world. A substantial amount is grown by smallholders in Latin America, Africa and Asia, who need help to improve production.

CGIAR Research Program on Forests, Trees and Agroforestry (FTA) scientists James M. Roshetko and Aulia Perdana of the World Forestry Centre (ICRAF) Indonesia made a presentation on the range and complexities of teak farming by smallholders at the TEAKNET partner event during the 27th session of the Asia-Pacific Forestry Commission held in Colombo, Sri Lanka, on Oct. 23-27, 2017.

“Smallholders likely first became involved with growing teak from working on plantations,” explained Roshetko.

The famous taungya system was first established by the British in Myanmar (then Burma) in 1856 and then in Indonesia through to the 1880s. The system allowed farmers to grow annual crops in tree plantations while the trees were young. The weeding and fertilization helped the teak seedlings become well established and off-set establishment costs for the companies and farmers who also adopted the system on their own land.

As demand increased, smallholders’ teak plantations became common since the 1960s in many countries, including Bangladesh, Benin, Costa Rica, India, Indonesia, Lao PDR, Nigeria, Panama, Philippines, Solomon Islands, Thailand and Togo. Globally, there is a minimum 4.3 million hectares of teak plantations, 21 percent of which is managed by smallholders. Eighty-three percent of teak is grown in Asia, mainly in India, Indonesia and Myanmar.

Read more: Money grows on clove trees in Sulawesi

Smallholders’ teak in Indonesia

Approximately 1.5 million farm families grow teak on the island of Java in Indonesia. In the country as a whole, around 3.1 million hectares of farmland produce teak. Eighty percent (80 percent) of the teak logs used by small-to-medium-sized enterprises to produce furniture for domestic and international markets is grown by smallholders. In the provinces of Central and East Java in 2011, smallholders produced 14 times more timber (logs of all species) than the state-owned forestry company, 2,080,130 m3 compared to 146,420 m3, making them the dominant source of teak in Indonesia.

Indonesian farmers plant teak for a number of reasons. One of these is to serve as a long-term investment that constitutes family savings, like a living bank account. A tree is only harvested when funds are needed. According to Roshetko and Perdana’s research, a substantial percentage of smallholders (23 percent) claim they grow teak because it is part of their cultural heritage. Only 15 percent grow it to maximize market opportunities.

Smallholders teak in Indonesia. Source: Elissa Dwiyanti

In Indonesia, most smallholders (managing 0.5-3 hectares; average 1 hectare) prefer farming systems that mix different species of trees, annual crops and livestock — rather than exclusively monocultural teak plantations — to spread risks, increase the diversity of products available for domestic use and sale, improve their surrounding environment and sustain traditional practices. In Central Java, farmers who grow teak usually devote 30-50 percent of their land to it, of which, perhaps 10 percent could be monocultural woodlots.

In Thailand and Lao PDR, smallholders also prefer mixed systems that enable off-farm opportunities, including temporary migration. In dry areas, such as Benin, Togo and Nigeria in Africa, teak competes with crops for land and labor yet smallholders seek to restore degraded land using teak. In Central and South America, farmers prefer monocultural teak plantations.

Read more: The role of agroforestry in climate-change adaptation in Southeast Asia

Farmers everywhere report that they know they need to improve their tree management skills, use higher quality seeds and seedlings, access better market information and expand their use of intercropping to make the land more productive. ICRAF promotes demonstration trials to help farmers improve their skills and gain technical knowledge in management of teak.

A trial typically features farmers volunteering the use of some of their land for research and training purposes. At the trial sites, farmers learn how to prepare a planting area, how to intercrop teak with annual crops, how to manage young trees, and how to thin and prune trees. They also learning how to establish tree nurseries to produce high-quality seedlings. The trials and nurseries serves as a learning center for neighboring farmers, who often replicate the model on their own land once they see success.

ICRAF also assists smallholders improve their marketing because usually a farmer simply produces the timber, which is taken from the farm by middlemen who sell it to other traders or directly to manufacturers. Smallholders who aggregate into cooperatives or other business entities typically enjoy higher prices.

Mixed teak system. Photo by P. Manalu/ICRAF/CIFOR

Recommendations

According to Roshetko and Perdana, smallholders’ systems are not industrial teak plantations but rather more complex socioeconomic systems in which the use of trees as a living savings account is a valid approach. However, farmers need to improve their management. To do that, government and other support agencies can facilitate adoption of better silvicultural practices through well-informed extension and training, provision of practical manuals and news bulletins and through the wider use of farmers’ demonstration trials.

Specifically, the aim of improved management would be the production of larger diameter, better quality logs, which is what the markets want. Such knowledge stems from improved market positions by accessing information, developing links between teak farmers and industries, engaging in group marketing to decrease transaction costs, providing farmers with log grading and pricing systems that are used by the timber industry, and promoting more suitable and simplified government regulations that minimize transaction costs and make farm teak markets more efficient.

By Robert Finlayson, originally published at ICRAF’s Agroforestry World


This work is linked to the CGIAR Research Program on Forests, Trees and Agroforestry. ICRAF is one of 15 members of the CGIAR, a global partnership for a food-secure future. We thank all donors who support research in development through their contributions to the CGIAR Fund.


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  • Financing farmers: Can funds for oil palm help save our forests?

Financing farmers: Can funds for oil palm help save our forests?


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A worker wheels a barrow of oil palm fruit. Photo by Icaro Cooke Vieira/CIFOR
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Oil palm fruits in Jambi, Indonesia. Photo by Iddy Farmer/CIFOR

Palm oil: people love it, hate it or maybe just use it without even knowing. The controversial vegetable oil is found in thousands of consumer products from soap to lipstick, frozen pizza, ice cream and even fuel.

World demand continues to increase rapidly and is placing pressure on forests, mainly in Indonesia. But, for now, the profitable commodity is here to stay. So what can be done to reduce the pressure on forests?

Efforts are ongoing to stop the rapid destruction of tropical forests through more sustainable business practices. In 2004, the Roundtable on Sustainable Palm Oil (RSPO) was launched with the vision to “transform markets to make sustainable oil palm the norm”. Pressure from activists on big corporations that use palm oil in their products has also had some impact, leading them to make commitments to sustainable supply and zero deforestation.

Most action to date has focused on how large palm oil companies do business but increasingly, concerns comprise what the implications are for smallholders, and how smallholders can capture greater benefits from engaging in palm oil supply chains.

In Indonesia — one of the biggest palm oil producing countries alongside Malaysia — up to 40 percent of the land used to grow oil palm is cultivated by smallholders who farm, on average, just 2 hectares each.

The sustainability of the palm oil sector has also triggered Indonesian government efforts to improve the policy environment for inclusion of smallholders, and channeling resources for them to improve practices in management and replanting. There is also an ongoing effort to strengthening the national standards for sustainable palm oil (ISPO).

Read more: Towards responsible and inclusive financing of the palm oil sector

Three teams of researchers from the Center for International Forestry Research (CIFOR) as part of its work under the CGIAR Research Program on Forests, Trees and Agroforestry (FTA) and from partner institutions have produced a series of infobriefs looking at how smallholders can improve their lives and, at the same time, protect remaining forests. The major challenge, according to their findings? Money.

“Oil palm provides more economic benefits to smallholders than other crops, and it’s expanding,” says Pablo Pacheco, a Principal Scientist at CIFOR. “Yet smallholders have to adopt more sustainable practices. Research has to contribute to this, and identify options for them to improve their practices, as well as identify what resources are needed to make that change happen.”

“That’s where financing comes in, and becomes an important key resource for smallholders to be able to access,” he adds.

THE REPLANTING CHALLENGE

A worker wheels a barrow of oil palm fruit. Photo by Icaro Cooke Vieira/CIFOR

The Indonesian government estimates that a total of 175,000 hectares of oil palm farmed by smallholders needs to be replanted each year, and this alone creates major challenges for farmers. 

Hans Harmen Smit, global coordinator for palm oil at the Netherlands Development Organization (SNV), one of the partner organizations, was part of the team that examined current finance practices. Their focus was on Indonesia and Malaysia, which together account for about 85 percent of total global palm oil production. Smit says that without proper financing, farmers only replant when they can afford to.

“The problem is, once they replant, they have to wait three years at least for the new plantation to become productive, and during that time they have no income,” he says.

Smallholder income from oil palm varies. On average, smallholders with around two hectares of land can earn a gross monthly income of US$290 to US$400.

Researchers say that without financial support, farmers do not have the resources to replant year after year on the same plot, and so they tend to move to peatlands and forested areas, “slash and burn” the land, and plant the only crops available to them, which are often low-quality varieties.

Smit points out that in Malaysia, the sector has better systems in place for replanting, and smallholders can more easily obtain financial support. In Indonesia, there is the Crude Palm Oil (CPO) Fund that supplies replanting loans, but it is often difficult to access, especially for smallholder farmers with limited funding.

“The lesson learned here is that saving for replanting is often not done as it should be. The government needs to engage more and manage programs to help farmers save for replanting,” says Smit.

He adds that one of the main problems is a lack of available information for financial service providers (FSPs) to evaluate the lending risks and set appropriate interest rates. He says the loans are often too small on an individual level, and this makes the loan origination costs too high compared to their value.

“We need to start by supporting better data collection on the cash flows of smallholders. Once this data is available, we can create investible portfolios for investors,” says Smit.

Read more: The long and winding road to sustainable palm oil

FUNDING THE GAPS

A couple works together on a plantation. Photo by Icaro Cooke Vieira/CIFOR

The researchers also identified major gaps between existing credit schemes and what farmers actually need. Addressing this could pave the way for more sustainable palm oil for smallholders.

One key finding was that lenders who do offer credit only provide it in the short term. But what smallholders actually need is both working capital and credit in the long term for replanting and financing other management practices.

“Most lenders also don’t have schemes that take into account the fact that oil palm farmers don’t make any money in the first three or four years, so they can’t make payments at this time unless they find additional sources of income, which is difficult,” says Pacheco.

Another issue is repayment of loans. When ‘tied’ farmers, who are under contract with oil palm plantations, access funds through a cooperative, profits from their harvest are used to pay back their loans. But when individual farmers seek loans, they have to pay back in cash.

Smallholders trying to access loans also face major challenges when trying to meet the requirements of most FSPs.

“Sometimes they don’t have savings accounts or own the land, so they can’t provide collateral,” says Pacheco.

Pricing of the fresh fruit bunches (FFB) produced by oil palm can also be a challenge for farmers. FFB prices are set by governments and oil palm companies, and tied farmers are paid more than independent farmers.

But there are ways to help smallholders overcome these challenges. Incentives and technical support to meet sustainability requirements, land tenure security, and support for FSPs to assess and manage risks, and build the capacity of smallholder organizations, could all have an impact, the research finds.

FINDING SUSTAINABLE FINANCE

Most of the financing for major palm oil companies comes from FSPs based in Asian countries like Japan, Malaysia, Indonesia and Singapore. And on the whole, these do not employ adequate environmental, social and governance (ESG) policies, the research suggests.

“American- and European-based FSPs’ policies are more advanced, but even they don’t fully address how financial resources can be better channeled to smallholders,” says Pacheco.

He warns that there is the danger of a two-tier marketplace developing: one in Asia, where there is less consumer pressure for sustainable palm oil, and a second focusing on US and European markets that have adopted more sustainable practices.

INVESTING IN PEOPLE

Pacheco says the future of smallholders holds a real dilemma. If they become more integrated into the existing supply chain, more productive, use better practices and have access to good financing and markets, they are likely to become more and more dependent on supply chains and companies for their livelihoods.

“You want smallholders to improve system practices, their knowledge of fertilizers, harvesting and so on, but without losing their freedom,” says Pacheco.

It all comes down to how farmers are empowered to negotiate prices, conditions with companies and so on, he adds.

“For me, social empowerment is critical, and I think that needs to be included in the debate. Up to now, the focus has been on efficiency, sustainability, less impact on forests — and not enough attention has been given to empowering these important players, the smallholders, who are trying to reap as much benefit as possible in the market,” he concludes.

By Suzanna Dayne, originally published at CIFOR’s Forest News

For more information on this topic, please contact Pablo Pacheco at p.pacheco@cgiar.org.


This research was conducted by CIFOR in partnership with Profundo, the International Center for Applied Finance and Economics (InterCafe) at the Bogor Agricultural University (IPB), the Netherlands Development Organization (SNV) and Financial Access (FA).

This research forms part of the CGIAR Research Program on Forests, Trees and Agroforestry, which is supported by CGIAR Fund Donors

This research was supported by the United States Agency for International Development (USAID) through the project “The Role of Finance in Integrating Oil Palm Smallholders into Sustainable Supply Chains.”


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  • Local tree knowledge can fast-track agroforestry recommendations for coffee smallholders along a climate gradient in Mount Elgon, Uganda

Local tree knowledge can fast-track agroforestry recommendations for coffee smallholders along a climate gradient in Mount Elgon, Uganda


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Arabica coffee (Coffea arabica) is economically important for many smallholder farmers in the Mount Elgon region of East Uganda, but its production is increasingly threatened by climate change. However, ecosystem services (ES) provided by companion trees in coffee agroforestry systems (AFS) can help farmers adapt to climate change.

The objectives of this research were to develop agroforestry species recommendations and tailor these to the farmers’ needs and local context, taking into consideration gender. Local knowledge of agroforestry species and ES preferences was collected through farmer interviews and rankings. Using the Bradley-Terry approach, analysis was done along an altitudinal gradient in order to study different climate change scenarios for coffee suitability. Farmers had different needs in terms of ES and tree species at different altitudes, e.g. at low altitude they need a relatively larger set of ES to sustain their coffee production and livelihood. Local knowledge is found to be gender blind as no differences were observed in the rankings of species and ES by men and women.

Ranking species by ES and ranking ES by preference is a useful method to help scientists and extension agents to use local knowledge for the development of recommendations on companion trees in AFS for smallholder farmers.


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  • Sustainable development of Cameroon's palm oil

Sustainable development of Cameroon’s palm oil


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Cameroon’s tropical climate provides the perfect conditions for growing oil palm. The high-yield crop is liked by industrial farmers and smallholders, but some are concerned that vast plantations could undermine food security and prevent local families from getting the food they need.

Originally published by CIFOR.


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  • Agroforestry for livelihoods of smallholder farmers in Northwest region of Vietnam

Agroforestry for livelihoods of smallholder farmers in Northwest region of Vietnam


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Shifting cultivation and monocropping of staple food crops such as maize, rice, or cassava have been identified as the main reasons for declining yields due to soil degradation and soil erosion in the Northwest region of Vietnam. Recognizing the potential of agroforestry, the World Agroforestry Centre (ICRAF) is implementing a comprehensive agroforestry research with local partners in the region.

Originally published by ICRAF.


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  • Estimating smallholder opportunity costs of REDD+: A pantropical analysis from households to carbon and back

Estimating smallholder opportunity costs of REDD+: A pantropical analysis from households to carbon and back


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Compensating forest users for the opportunity costs of foregoing deforestation and degradation was one of the original distinguishing features of REDD+ (Reducing Emissions from Deforestation and Degradation). In the early days of REDD+, such costs for tropical smallholders were believed to be quite low, but this has increasingly been questioned.

A decade after the concept was proposed, direct payments to forest stakeholders remain rare, while concerns about safeguarding livelihoods are increasing. Households facing restrictions on forest-based activities will have to be compensated, yet evidence on actual costs to households, their distribution, and implications for efficiency and equity is limited.

We estimate smallholder opportunity costs of REDD+ in 17 sites in six countries across the tropics. We use household data collected from multiple sites in multiple countries using a uniform methodology. We find that opportunity costs per tCO2 emissions from deforestation are less than the social costs of tCO2 emissions ($36) in 16 of the 17 sites; in only six of the sites, however, are opportunity costs lower than the 2015 voluntary market price for tCO2 ($3.30).

While opportunity costs per tCO2 are of interest from an efficiency perspective, it is opportunity costs per household that are relevant for safeguarding local peoples’ income. We calculate opportunity costs per household and examine how these costs differ for households of different income groups within each site. We find that poorer households face lower opportunity costs from deforestation and forest degradation in all sites.

In a system of direct conditional payments with no transactions costs to households, poorer households would earn the highest rents from a system of flat payments. Our findings highlight that heterogeneity and asymmetrical distribution of opportunity costs within and between communities bear important consequences on both equity and efficiency of REDD+ initiatives.


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  • Smallholder farmers’ perceptions of climate change and the roles of trees and agroforestry in climate risk adaptation: evidence from Bohol, Philippines

Smallholder farmers’ perceptions of climate change and the roles of trees and agroforestry in climate risk adaptation: evidence from Bohol, Philippines


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Recent studies have highlighted the importance of trees and agroforestry in climate change adaptation and mitigation. This paper analyzes how farmers, members of their households, and community leaders in the Wahig–Inabanga watershed, Bohol province in the Philippines perceive of climate change, and define and value the roles of trees in coping with climate risks. Focus group discussions revealed that farmers and community leaders had observed changes in rainfall and temperature over the years. They also had positive perceptions of tree roles in coping with climate change, with most timber tree species valued for regulating functions, while non-timber trees were valued as sources of food and income. Statistical analysis of the household survey results was done through linear probability models for both determinants of farmers’ perceived changes in climate, and perceived importance of tree roles in coping with climate risks. Perceiving of changes in rainfall was more likely among farmers who had access to electricity, had access to water for irrigation, and derived climate information from government agencies and mass media, and less likely among farmers who were members of farmers’ organizations. On the other hand, perceiving of an increase in temperature was more likely among famers who were members of women’s organizations and had more off/ non-farm sources of income, and less likely among those who derived climate information from government agencies. Meanwhile, marginal effects of the regression on perceived importance of trees in coping with climate change revealed positively significant relationships with the following predictor variables: access to electricity, number of off/non-farm sources of income, having trees planted by household members, observed increase in temperature and decline in yield, and sourcing climate information from government agencies. In contrast, a negatively significant relationship was observed between recognition of the importance of tree roles, and level of education, and deriving income from tree products. In promoting tree-based adaptation, we recommend improving access to necessary inputs and resources, exploring the potentials of farmer-to-farmer extension, using participatory approaches to generate farmer-led solutions based on their experiences of climate change, and initiating government-led extension to farmers backed by nongovernment partners.

Authors: Rodel D. Lasco, Marya Laya O. Espaldon, Christine Marie D. Habito

Published at Agroforestry Systems, June 2016


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  • Landscapes of Social Inclusion: Inclusive Value-Chain Collaboration Through the Lenses of Food Sovereignty and Landscape Governance

Landscapes of Social Inclusion: Inclusive Value-Chain Collaboration Through the Lenses of Food Sovereignty and Landscape Governance


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Authors: Ros-Tonen, M.A.F.; Van Leynseele, Y-.P.B.; Laven, A.; Sunderland, T.C.H.

Value-chain collaboration (VCC) aims to increase smallholder productivity and market integration. Higher productivity, better incomes and innovations have been documented, but also exclusionary trends and loss of biological and dietary diversity. New forms of VCC ‘beyond the chain’ hope to tackle this through collaboration with non-chain actors. Drawing on territorially embedded VCC, food sovereignty and landscape governance theories, this article presents a conceptual framework to analyse whether and how inclusive VCC, greater farmer autonomy and sustainable landscapes can be achieved. Key elements of our approach are knowledge of smallholders’ various livelihood trajectories and selective value-chain engagement; multi-stakeholder definition of the sustainability choice space; and smallholder inclusion in adaptive learning and empowerment processes that bring together and integrate different and oft-competing knowledge systems and governance levels. This approach will support further action research in learning platforms in Ghana and South Africa. The article discusses the link with the broader inclusive development debate.

Publication Year: 2015

ISSN: 0957-8811

Source: European Journal of Development Research 27: 523-540

Also published at Center for International Forestry Research (CIFOR)


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  • Allanblackia: A promising cash crop

Allanblackia: A promising cash crop


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By World Agroforestry Centre

Allanblackia is a multipurpose indigenous fruit tree species to 40 metres high, commonly found in parts of West, Central and East Africa and could be used in agroforestry systems with both environmental and economic benefits. It grows primarily in tropical rain-forests and farmland areas.


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  • Efficacy of oil palm intercropping by smallholders: Case study in South-West Cameroon

Efficacy of oil palm intercropping by smallholders: Case study in South-West Cameroon


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Intercropping oil palm during its immature stage with food crops is usually blamed for its negative impact on the growth and future yields of palms. Agro-industries unanimously condemn such practice. For smallholders on the contrary, intercropping presents numerous advantages as it not only covers the weeding cost but also provides food and revenue while waiting for the palms to come into production. While such trade-off may be of little interest to an agro-industry, it appears as determining for many smallholders. The study was carried out in seven communities in the Bamuso Sub-division of the South–West Region of Cameroon and seeks to understand how smallholder oil palm farmers (small, medium and large scale) use the intercropping technique during the early stages of oil palm development as a means to improve on their livelihood. Results indicated that, a mean annual wage of 705,000 FCFA (€1075) was obtained per hectare per household for smallholders practicing intercropping. In addition to income gained, intercropping significantly reduced the cost of weeding. The study therefore, suggests the need for pre-emptive measures—such as food crop choice, planting density amongst others—to be taken into consideration when intercropping annual food crops with oil palm so as not to jeopardize the yield of oil palm at production stage. The finding is of significance for sustainable agriculture in that intercropping encourages poverty reduction for marginalized people especially women with no access to land, maximises land use by farmers, food security in households, stability in yield and profit in smallholders’ oil palm plantations.

Source: CIFOR publications


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