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Can DRC’s community forests alleviate poverty?


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Woman carrying wood, Yangambi, DRC. Photo by A. Fassio/CIFOR
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Community forestry is an attractive endeavor in the quest to reduce poverty. Multiple countries with tropical forests have placed it at the heart of their rural development strategies, giving local communities the rights to directly manage forests and decide how land will be used.

Underpinning community forestry is the proven belief that local people are best placed to manage the resources on which they rely. Done sustainably, poverty can be alleviated, social mobility enhanced, and the ecological protection of the forest achieved.

But between theory and practice, lies a disconnect.

A new study shows that the benefits don’t always materialize. Community elites are most likely to reap the rewards from such models, risking disillusionment among rural communities. Such is the case of multiple community forest initiatives across Central Africa, found researchers from the Center for International Forestry Research (CIFOR) and the University of Kisangani (UNIKIS).

Scientists found that two community forest pilot sites in northeast Democratic Republic of the Congo (DRC), failed to produce an increase in people’s real income. “Our research shows that the business case for community forests in DRC remains weak,” said Guillaume Lescuyer, lead author of the study. “In both of our pilot sites, we saw a negative financial turnover over five years. All the productive activities that we analyzed – including logging, hunting and firewood collection – either result in losses or a very low profit.” The researchers therefore advise that community forestry is unlikely to develop into a profitable model in the DRC, unless people are convinced that it will increase their financial and physical capital.

Though financial impact is just one factor to consider when assessing community forests, it is arguably the biggest deciding factor for communities to maintain or discard the model.

The findings from the DRC come at a crucial moment when the Congolese authorities are backing community forestry, implementing several legal and administrative entities. “In 2002 the national forestry law adopted the concept of ‘local community forest’, but it lacked detail until 2016,” explained Ignace Muganguzi, co-author of the study.

“Recently this law has been complimented by a series of decrees that are opening a legal pathway to formalize community forests of up to 50,000 hectares.”

The Ministry of Environment and Sustainable Development has also created a sub-department devoted to community forestry, while there is a new government-wide National Strategy for Community Forestry aimed at promoting this model.

Read also: Setting the stage for agroforestry expansion in Eastern Congo

A man cuts down a tree to produce charcoal, Yangambi, DRC. Photo by A. Fassio/CIFOR

Financial failures

Despite the recent rise of community forestry in the DRC, one of the barriers that persists is the exorbitant costs required to set up a community forest. In the selected case studies, USD 100,000 to USD 160,000 is needed to comply with regulations. These fees cover necessary coordination meetings and committees, the creation of boundary lines and maps, baseline studies, and other formal procedures. “The start-up cost is just too high to make this model viable,” stated Lescuyer.

Beyond these expenses, lies high costs of formalizing local economic activities to comply with regulatory requirements. “The payment of all the approvals, taxes and permits that are required to carry out activities such as hunting, chain-sawing, or gathering non-timber forest products, in a legal manner, often prevents small producers from making a profit,” added Lescuyer.

To address these issues, the researchers make two recommendations.

First, new community forest projects should focus on the productive uses of forest resources, creating a business case with financial forecasts. “Short and medium-term livelihood outcomes need to be quantitatively measured, and to continue supporting these projects there should be strong evidence of a significant economic impact,” said Lescuyer. The study shows that to date, no community forest in the DRC has conducted such analyses.

Second, legal constraints should be simplified to reduce the cost of creating and managing community forests. Furthermore, local institutional processes should be streamlined to facilitate operations. “If national regulations continue the same, people might even favor illegal practices to cover these costs,” warned Muganguzi.

A question of ownership

This new research underlines finance as a major obstacle to the success of community forestry in the DRC: the lack of ownership by local populations.

The researchers argue that in most cases, community forestry emerges as a top-down initiative. Because of expensive administrative costs, the creation of community forests is out of reach for local communities, making them dependent on external actors. These days, many initiatives in the DRC are thus subsidized by international funds and run by local or international NGOs. “One of the problems with this situation is that the intervening agencies tend to impose their normative values and sophisticated management tools,” explained Lescuyer. “A bottom-up approach that takes into consideration local realities of communities would be more appropriate. It could lead to more functional systems than those brought in from outside.”

A regional problem

Community forestry became a booming trend among political and technical circles across Central Africa in the 1990s. Cameroon rose as the early-adopter, being the first country in the region to enshrine it in law. The government created formal community forests as early as 1998, which allowed village associations to legally harvest, process, and trade forest resources within an area of up to 5,000 hectares.

Girls carry vegetables, Yangambi, DRC. Photo by A. Fassio/CIFOR

However, the limited financial impact on rural livelihoods, as well as the complicated administrative procedures, have hindered any extensions. At present, only about one percent of Cameroon’s forests is managed by the communities.

“In Cameroon, engagement in community forestry has also been very low, mainly because of the lack of belief that it will raise their standard of living,” explained Lescuyer. “Likewise, in this case the costs of setting up a community forest is too elevated.”

What’s more, previous research unearthed multiple cases where community forests in Cameroon were exploited through subcontracts with logging companies. Mostly medium-sized and informal, they paid cut-rate rents that did not trickle down to improve collective standards of living; the reality of job creation reflected by very low salaries.

Other studies have concluded that revenues from logging are seldom equally distributed- local political, economic and military elites reaping the lion share of profits.

“The failure of community forestry in Cameroon is worrying because the model has been replicated for about 15 years across Central African countries, especially in Gabon, the DRC, and Central African Republic,” said Lescuyer.

Read also: Addressing equity in community forestry: lessons from 20 years of implementation in Cameroon

The essence of community forestry

While CIFOR and UNIKIS’ research focuses on the financial returns of community forests and their impact on livelihoods, the authors acknowledge that there are benefits beyond monetary gains.

Community forests protect biodiversity, which in turn supports food security; they both mitigate and facilitate adaptation to climate change, sucking carbon from the air and retaining natural barriers against intense weather events; they are an important tool for recognizing customary rights; they help secure land tenure and facilitate long-term investment by the involved communities.

“Of course there are other long-term benefits,” recognized Lescuyer, “but so far there aren’t enough examples from Central Africa to say that community forestry can improve the well-being of people without increasing their revenues.”

Lescuyer agrees, believing that the purpose of increasing income should be at the core of community forestry, especially in rural areas where development options are limited. “It is time to ensure that the tens of millions of dollars devoted to supporting this model actually ends to alleviate poverty,” he concluded.

By Ahtziri Gonzalez, originally published at CIFOR’s Forests News.


This research was supported by the REFORCO and FORETS projects and funded by the European Union.

This work is also part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA), the world’s largest research for development program to enhance the role of forests, trees and agroforestry in sustainable development and food security and to address climate change. CIFOR leads FTA in partnership with Bioversity International, CATIE, CIRAD, ICRAF, INBAR and TBI. FTA’s work is supported by the CGIAR Trust Fund.


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  • Are community forests a viable model for the Democratic Republic of Congo?

Are community forests a viable model for the Democratic Republic of Congo?


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Since the second half of the 2000s, several options for implementing community-based forest management in the Democratic Republic of Congo (DRC), like the local community forest concession (LCFC), have been discussed in the country’s technical and political circles. Proposals and pilot testing have increased in the last five years, but the funding of initiatives is often proposed for divergent purposes and taking different approaches. We reviewed current experiences in the Eastern province of the DRC and found that nobody has carried out an estimation of the financial returns of the business models they drew up for/with the communities involved. We therefore conducted a financial feasibility analysis for two case studies, estimating the costs of developing/implementing activities and the benefits expected for the communities within the next five years. Three main conclusions were drawn from the analysis: (1) most activities conducted under the LCFC model deal with rural development, and not with forestry operations per se; (2) several forestry activities such as biodiversity conservation or carbon sequestration are not detailed in the management documents and appear to have little legitimacy for local populations; (3) the two LCFCs show a negative financial performance because the inception and implementation costs are substantially higher than the medium-term profits. Community forestry is unlikely to develop in the DRC unless local people are guaranteed that it will contribute to improving their livelihoods, notably their financial and physical capital. This requires that LCFC initiatives focus on actual productive uses of forest resources, which financial performance is systematically assessed ex ante. A simplification of the legal constraints is also needed to reduce the cost of creating and managing a LCFC.


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  • Public procurement can boost demand for legal timber in Central Africa

Public procurement can boost demand for legal timber in Central Africa


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A woman carries wood in Yangambi, DRC. Photo by A. Fassio/CIFOR

Central African governments and their development partners account for a significant proportion of the region’s demand for domestic timber, mostly to meet infrastructure needs in sectors such as education, public works and healthcare. 

This demand is growing, as more development projects are implemented in the region. However, experts say that not enough attention is currently given to the legality of the wood used for development projects, resulting in countries missing out on a crucial opportunity to promote a sustainable, legal supply chain of timber for national consumption.

A recently published policy brief by the Central African Forest Observatory (OFAC) discusses how, until now, the governments and international organizations in the region do not include a legality clause in their calls for tenders for public procurement.

“In the current state of affairs, the states and development actors are contributing indirectly to the informal and illegal practices that prevail in the timber sector in Central Africa,” says Richard Eba’a Atyi, lead author of the policy brief and director of the Center for International Forestry Research (CIFOR) Central Africa hub. “The different actors in the public procurement supply chain are violating the countries’ commitments to processes such as the Forest Law Enforcement, Governance and Trade (FLEGT) Action Plan, and the 2008 Sub-Regional Agreement on Forest Control in Central Africa.”

In the policy brief Eba’a Atyi and the contributing authors call for a change in national public procurement policies across the region to enforce public purchases of timber exclusively from legal sources.

Read more: New kid on the block in Indonesia’s timber export industry

MAKING CHANGE

Currently, public procurement of timber follows a certain sequence of events. National governments lead infrastructure projects, often with support from international donors, and award projects via public tender to national or international enterprises, which then carry out the construction work. Most of these companies source their wood from local urban markets supplied by small-scale loggers, who do not take into consideration resource renewal rates. The supply chain is thus informal – and essentially illegal – and is contributing to the deterioration and depletion of Central Africa’s forests.

International donors, in most of the cases, abide by national laws, meaning that here they do not have to ensure that wood is sourced legally for public procurement projects. While some enterprises and donors do have internal operating guidelines that recommend legally sourced timber in their projects, but most of the time these guidelines are not monitored and implemented.

A tree weeps sap after being cut down to produce charcoal in Yangambi, DRC. Photo by A. Fassio/CIFOR

Furthermore, certified or legally sourced wood is often difficult to obtain in Central Africa, either because the industry is not interested in low-profit national markets, or because of the incapacity to meet national demand.

However, attitudes are slowly changing, and governments and development actors are increasingly turning their eyes to the issue. “A few initiatives taken across Central Africa indicate that countries are prepared to promote legally sourced timber in public procurement,” says Guillaume Lescuyer, contributing author of the policy brief, and coordinator of CIFOR’s ESSOR project that aims to boost demand for legal wood in Cameroon.

“The Cameroonian Ministry of Forests and Wildlife (MINFOF), for example, has formed a working group on the issue and is now preparing a draft text on the promotion of legally sourced timber in government contracts.” The Cameroonian government’s demand for timber is calculated to be at least 13,000 cubic meters per year – an amount that can potentially have a very high impact for the betterment of the industry.

Read more: Observatory addresses urgent need to monitor forests in East Africa

LEGAL EFFORTS

Other initiatives across the region can be found in Gabon and the Democratic Republic of Congo (DRC). “In Gabon in 2016, for instance, the Ministry of National Education sought to showcase the quality of Gabonese wood by purchasing 150,000 tables and benches of assumedly legal origin from the Gabon Wood Hub,” highlights Eba’a Atyi. “In the DRC, the Faculty of Sciences at Kisangani University recently sourced certified timber for a infrastructure project with financial support from the European Union.”

These individual initiatives, though relatively small on the regional scale, help create awareness about the issue and need to be encouraged and scaled-up in other countries, the experts say.

In order to require legally sourced wood in public contracts, the authors of the policy brief suggest three options to the national governments in the region. First, governments should make a political statement announcing their intention to promote the exclusive use of legally sourced wood in government contracts. Second, they should issue a legal act – a binding decree, for example, signed by a president or prime minister, or a joint order from national agencies involved in forestry resources management, public contracts and infrastructure – on wood legality in government procurement orders.

Men process wood at a company in Kisangani, DRC. Photo by A. Fassio/CIFOR

And third, they should include a clause on the use of legally sourced timber in public contracting codes, so as to directly target the mandates of providers and suppliers.

Finally, regional cooperation, especially through the Central African Forest Commission (COMIFAC), also offers an opportunity to push for changes in public procurement policies at the intergovernmental level.

“Considering the implementation of the Voluntary Partnership Agreement (VPA) and the growing interest in promoting intra-African timber trade, it should be a priority for COMIFAC Member States to urgently prepare and adopt public procurement policies that impose and promote timber from legal sources,” says Eba’a Atyi.

And international partners, he says, should stand ready to help prepare these policies and apply them to their development support actions in Central Africa.

By Ahtziri Gonzalez, originally published at CIFOR’s Forests News

For more information on this topic, please contact Guillaume Lescuyer at g.lescuyer@cgiar.org or Richard Eba’a Atyi at r.atyi@cgiar.org.


This research forms part of the CGIAR Research Program on Forests, Trees and Agroforestry, which is supported by CGIAR Fund Donors.

This research was supported by the FAO-EU FLEGT Programme, CIRAD, Foret Ressources Management (FRM Ingenerie), and the Catholic University of Louvain (UCL).


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  • Can the production of wild forest foods be sustained in timber concessions?

Can the production of wild forest foods be sustained in timber concessions?


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Can the production of wild forest foods be sustained in timber concessions? Logging and the availability of edible caterpillars hosted by sapelli (Entandrophragma cylindricum) and tali (Erythrophleum suaveolens) trees in the Democratic Republic of Congo

Sapelli (Entandrophragma cylindricum) and tali (Erythrophleum suaveolens) are among the most important timber species harvested from Congo Basin forests. They also host edible caterpillars, Imbrasia oyemensis and Cirina forda, respectively, which are important to the nutrition and income of rural and urban populations. This study evaluated the density of these tree species within a 10 km radius around each of 4 villages and in the 2012 annual cutting areas of two timber concessions in the region of Kisangani (DRC). Sapelli and tali trees ≥20 cm dbh and their stumps were identified and measured on 21 five ha plots around each village and 20 five ha plots on each concession. Around villages and on concessions, sapelli trees occurred at densities of 0.048 ± 0.008 harvestable trees (≥80 cm dbh) ha −1 and 0.135 ± 0.019 precommercial trees ha −1. Harvestable tali trees (≥60 cm dbh) were seven times more abundant at 0.347 ± 0.032 ha −1, while pre-commercial tali trees occurred at densities of 0.329 ± 0.033 trees ha −1. Between 25% and 40% of the harvestable sapelli trees had been logged as compared to < 3% of the harvestable tali trees. Production per tree, derived from another study, was extrapolated to estimate caterpillar yields on a half circle of 15,700 ha within 10 km of villages, using these estimates of tree densities. Depending on the village, yields were estimated as 11.6–34.5 Mg year −1 of I. oyemensis from sapelli trees, and 65.8–80.9 Mg year −1 of C. forda from tali trees, an average of 0.74–2.2 kg ha −1 year and 4.2–5.2 kg ha −1 year, fresh weight, respectively (0.23–0.68 kg ha −1 year −1 and 1.3–1.6 kg ha −1 year −1, dry weight, respectively). Harvestable trees yielded more caterpillars, providing most of the C. forda caterpillars. However, because harvestable sapelli trees occurred at low densities, the bulk of I. oyemensis caterpillar production would be hosted on precommercial trees. Logging practices that reject poorly formed or hollow trees and guidelines that call for high minimum diameter limits and retention of seed trees or prohibit logging on slopes or riparian zones, safeguard edible caterpillar production. Multiple resource management for multiple stakeholders would require more deliberate planning and management approaches based on negotiations with local communities and approaches like setting aside collection zones or collection trees that would be protected from logging.


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  • Development, engagement, higher education and research combine for improved natural resource management

Development, engagement, higher education and research combine for improved natural resource management


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  • The highly biodiverse Yangambi Biosphere Reserve and its surroundings in the Democratic Republic of the Congo are under pressure from resource extraction and population growth.
  • The FORETS project will contribute to the preservation of the reserve’s ecosystems and to understand local market dynamics.
  • Education of scientists and training, and engagement with local communities will facilitate improved management of forest resources.
  • More sustainable resource management will improve community livelihoods and foster local economic development.

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  • Structured Stakeholder Engagement Leads To Development Of More Diverse And Inclusive Agroforestry Options

Structured Stakeholder Engagement Leads To Development Of More Diverse And Inclusive Agroforestry Options


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Authors: Emilie Smith Dumont, Subira Bonhomme, Timothy F. Pagella, Fergus L. Sinclair

There is a lot of interest in the contribution that agroforestry can make to reverse land degradation and create resilient multifunctional landscapes that provide a range of socio-economic benefits. The agroforestry research agenda has been characterized by approaches that promote a few priority tree species, within a restricted set of technological packages. These have often not spread widely beyond project sites, because they fail to take account of fine scale variation in farmer circumstances. New methods are needed to generate diverse sets of agroforestry options that can reconcile production and conservation objectives and embrace varying local conditions across large scaling domains. Here, we document a novel approach that couples local knowledge acquisition with structured stakeholder engagement to build an inclusive way of designing agroforestry options. We applied this approach in the eastern part of the Democratic Republic of Congo (DRC) where armed conflict, erratic governance and poverty have resulted in severe pressure on forests in the Virunga National Park, a global biodiversity hotspot. Around the park, natural resources and land are severely degraded, whereas most reforestation interventions have consisted of exotic monocultures dominated by Eucalyptus species grown as energy or timber woodlots mainly by male farmers with sufficient land to allocate some exclusively to trees. We found that structured stakeholder engagement led to a quick identification of a much greater diversity of trees (more than 70 species) to be recommended for use within varied field, farm and landscape niches, serving the interests of a much greater diversity of people, including women and marginalized groups. The process also identified key interventions to improve the enabling environment required to scale up the adoption of agroforestry. These included improving access to quality tree planting material, capacity strengthening within the largely non-governmental extension system, and collective action to support value capture from agroforestry products, through processing and market interventions. Integrating local and global scientific knowledge, coupled with facilitating broad-based stakeholder participation, resulted in shifting from reliance on a few priority tree species to promoting tree diversity across the Virunga landscape that could underpin more productive and resilient livelihoods. The approach is relevant for scaling up agroforestry more generally.

Experimental Agriculture, 2017

DOI: https://doi.org/10.1017/S0014479716000788


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