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  • FTA's 5 Integrated Impact Studies

FTA’s 5 Integrated Impact Studies

Workshop. Photo by Marlon del Aguila Guerrero/CIFOR
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In 2021, FTA completed a set of studies focused on documenting the progress of the program’s contribution in addressing key global challenges. Five challenges were identified together with the management team and leadership of FTA, resulting in five integrative impact studies that are relevant to many countries, actors, donors’ priorities, the Sustainable Development Goals, and the CGIAR SLOs and SRF targets.

The synthesis report of all five integrative impact studies is out now!

This document provides a synthesis of the five studies and draws lessons and recommendations for research-for-development programs.

The results of these studies demonstrate the following FTA contributions:

1. Addressing accelerating rates of deforestation and forest degradation. Overall, an estimated 25.6m ha of forests have the potential to be under enhanced protection from deforestation and forest degradation as a result of collective processes to which FTA research and engagement contributed. In addition, if FTA-informed policies are effectively implemented and enforced, there is the potential for 133.4m ha of forests to be better protected from deforestation and degradation in the countries assessed to date. Based on these estimates, between 24 Gt (low-end estimate) and 125.3 Gt (high-end estimate) of CO2 emissions may be avoided as a result of FTA’s contribution to enhanced forest protection.

2. Restoring degraded land and ecosystem services. Cumulative effects of FTA’s research and engagement contributed to placing at least 1.8 million ha under restoration, with the potential for up to 34.5 million ha to be under restoration in the future. Projected carbon sequestration effects of active planting facilitated by FTA is estimated to be from 1.4 million tons CO2 to reach the potential of 511.5 million tons of CO2 in the future.

3. Widespread Unsustainable Land Use Practices. We estimate that 59.5 million ha of landscapes are now under improved management as a result of policy mechanisms, monitoring systems, and changes in on-the-ground management and land use practices influenced by FTA. In addition, if other relevant FTA-influenced policies, action plans, and monitoring systems are effectively implemented and/or scaled in the future, a total of 204 million ha of landscapes have the potential to be better managed.

4. Persistent rural poverty with increasing levels of vulnerability. Overall, the study estimates that 5.1m people (1.3 million people directly and 3.8 million household members indirectly) have additional means to exit poverty or have increased resilience to impoverishment as a result of FTA’s contributions. This estimate includes people with increased access to inputs for tree- and agroforestry-based production; people who adopted enhanced management or diversified production practices to increase yields; people who adopted low-cost processing techniques and value-addition; people with enhanced access to formal markets and/or business and marketing skills. We project that if all individuals reached by FTA adopt FTA-promoted options and technologies into their practice, in addition to the effective implementation of FTA-influenced policies, strategies, and action plans, 19m people (5.7 million people directly and 13.3 household members indirectly) have the potential to benefit from additional means to exit poverty or reduce their vulnerability of falling into poverty.

5. Rising demand for nutritious food for both current and future generations. Overall, FTA reached over 760,000 households with additional means to improve their food security and nutritional status, with evidence of uptake of FTA innovations among one-third of these households (248,398). Evidence of significant FTA contributions to several policy-related outcomes was also found and documented.

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  • Asia-Pacific Region Roadmaps - All publications available now!

Asia-Pacific Region Roadmaps – All publications available now!

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Following the recommendations of the ‘Third Asia-Pacific Forest Sector Outlook Study’ that was published in 2019, FAO and CIFOR — lead center of the CGIAR research programme on Forests, Trees and Agroforestry (FTA) — have begun developing two inter-related roadmaps for primary forest conservation and innovative forest technologies in the Asia-Pacific region. The full list of 49 Asia-Pacific countries and territories covered by the roadmaps is accessible here.

These roadmaps will include key recommendations that are informed by science and directed toward different stakeholder groups (e.g., public and private actors, civil society and local communities, research and academic institutions) at different scales (local, national, regional). They are being developed through an inclusive and participative process, involving key regional stakeholders and technical experts. The development of the roadmap on innovative technologies pays specific attention to contributions of students and young people engaged in the forest sector in the region.

This webpage provides regularly updated information on the process of development of these roadmaps, starting from the more recent to the oldest steps.


5 September 2022 – All Roadmaps publications available now!


17 May 2022 – BRIEF: Asia-Pacific Roadmap for innovative technologies in the forest sector

One of the five final deliverables of the Roadmap’s initiative, this brief builds upon state-of-the-art knowledge and extensive consultation with 425 key regional stakeholders. It suggests a set of ten overarching recommendations for policy- and decision-makers that are further detailed in 59 specific options to facilitate the dissemination and adoption of innovative technologies in Asia and the Pacific.

In summary, this short publication identifies two main barriers to scaling up innovative technologies, namely: (i) the lack of capacity (e.g. infrastructures and equipment, human capital and financial resources); and (ii) rigid legal frameworks (policies and regulations) often lagging far behind rapidly evolving technologies.

Overcoming these barriers will be key in the coming decades in order to sustainably meet the increasing demand for wood, other forest products and ecosystem services while halting and reversing deforestation. These goals are aligned with the international community’s commitment at COP26 in Glasgow.


23-24 November 2021 – Final Online Expert Validation Workshop

A final online expert validation workshop on the two topics of the Roadmap (primary forest conservation and technology and innovation) was organized on 23-24 November 2021 to discuss the main findings and recommendations in the two domains, as well as proposing way forward for the sector. Presentations included the main findings and recommendations on innovative forest technologies, a stock take of the diversity, the status, trends and threats of the primary forests in the Asia Pacific region as well as a roadmap for primary forests conservation and innovative technologies in Asia and the Pacific.

–> DETAILED WORKSHOP REPORT ACCESSIBLE HERE <–

–> EXPERT PRESENTATIONS ACCESSIBLE HERE <– 


Innovative forestry for a sustainable future. Youth contributions

In November 2021, following a peer review process, FAO and FTA co-published the first publication of the Asia-Pacific Roadmap. This report assembles selected papers prepared by youth from the Asia-Pacific region on innovative forest technologies and their contribution to sustainable forestry and sustainable forest management.

Following an open call for abstracts, FAO and FTA selected the best studies to be featured in a co-publication. These 13 papers illustrate, in various contexts, the potential of innovative technologies to advance sustainable forestry and sustainable forest management. They demonstrate how technologies, both new and repurposed, can improve and facilitate monitoring and reporting; strengthen citizen engagement in forest monitoring and management; and support the optimization of processes and products for sustainable forestry and sustainable forest management.
As technology enthusiasts and forest managers of the future, young scientists are the individuals and cohorts to take leadership and generate momentum through collaboration and social media, transform rigid institutions from within, and participate in the uptake and upscaling of innovative technologies in the forest sector of the region.

The studies were also presented at the last GLF Climate hybrid conference, “Frontiers of Change.” in Glasgow, on Friday 5 Nov. 2021. The session, co-organized by FAO and FTA, highlighted the important role innovation can play to make the forest sector more attractive to young people and how the youth has an active role to play in the uptake and scaling-up of these forest technologies. Read more about the event here.


23-25 March 2021 — Expert online workshop on “Roadmap for Primary Forest Conservation in Asia and the Pacific”

An online expert workshop on primary forest conservation was organized on 23-25 March 2021 to take stock of the progress made in the development of the roadmap and prepare the next steps. Building upon the annotated outline circulated ahead of the workshop, and reproduced in Appendix 4, participants were invited to: (i) examine the extent, status and diversity of forest types in the region, as well as the forest typology to be used in the roadmap (Session 1); (ii) discuss the multitude of threats and increasing pressures faced by different types of primary forests in diverse contexts (Session 2); (iii) link threats to forest types in order to identify priority areas for primary forest conservation (Session 3); and, (iv) review the governance mechanisms and measures that can support primary forest conservation at different scales (Session 4). Finally, based on these discussions, participants were invited to suggest collectively broad areas for policy recommendations regarding (i) classification and mapping of primary forest ecosystems and of the threats they face in the region; and, (ii) governance strategies and action plans to strengthen and enhance primary forest conservation (Session 5). These areas of recommendations will be further refined during the development of the roadmap. Discussions were stimulated by expert presentations illustrating the wide diversity of situations encountered across the region. Breakout sessions in smaller groups were organized as appropriate to allow more dynamic, interactive and fruitful exchanges. This workshop serves as yet another critical milestone in the overall development of the roadmap.

–> DETAILED WORKSHOP REPORT ACCESSIBLE HERE <–

–> EXPERT PRESENTATIONS ACCESSIBLE HERE <– 


30 Nov, 1st & 3rd Dec 2020 — Expert online workshop on “Innovative technologies for sustainable forestry and sustainable forest management in Asia and the Pacific”

An online expert workshop on innovative forest technologies was organized on 30th November, 1st and 3rd December 2020 to take stock of the progress made in the development of the roadmap and prepare the next steps. During this workshop, invited experts: (i) identified the main promising innovative technologies for the forest sector in the region; (ii) explored the different functions they can perform along the value chain; (iii) illustrated their associated challenges and opportunities in different contexts with some specific case studies; and, (iv) discussed the main technical, socio-economic and institutional bottlenecks to technology dissemination and adoption and the needed transformations.

Based on these very rich discussions, participants collectively suggested possible recommendations for decision-makers, directed specifically to four different stakeholder groups: (i) public actors; (ii) private actors; (iii) civil society and local communities; (iv) research and academic institutions. This workshop has been recognized as an important milestone in the development of the roadmap.

–> DETAILED WORKSHOP REPORT ACCESSIBLE HERE <–

–> EXPERT PRESENTATIONS ACCESSIBLE HERE <– 


Oct–Dec 2020 — Youth contributions to innovative forest technologies — Call for abstracts

To support youth participation to the development of the roadmap on innovative forest technologies, FAO and FTA, have organized a call for contributions directed to students and young people (18-35 years old), citizens and/or residents of a country or territory of the Asia-Pacific region, engaged in the forest sector. This call is organized in two steps: (1) a call for abstracts (now closed); (2) the development of the selected contributions (ongoing).

The call for abstracts attracted numerous contributions. A committee made of FTA and FAO experts reviewed and scored each abstract based on a set of criteria including: clarity, originality and potential for transformative impact on the forest sector in the region, selecting 20 abstracts for further development.

These youth papers, along with the contributions received through expert interviews and open online consultation, will serve as inputs to develop the roadmap on innovative forest technologies.

High-quality papers will be published online and the authors of the best papers will have the opportunity to present them during a dedicated workshop gathering key regional stakeholders.


Oct–Dec 2020 — Open consultation

An open online consultation was organized (19th October to 15th December 2020) to collect from a broad range of stakeholders scientific and local/traditional knowledge, experience and best practices, views and perspectives, suggestions and recommendations on primary forest conservation and on innovative forest technologies in the Asia-Pacific region.

In parallel, additional contributions are collected by FTA on these two topics, through expert interviews, still ongoing.


Oct 2020 — Scoping notes

The purpose, expected outcomes, and process for development of each roadmap, as revised after the inception workshop, are presented in more detail in two scoping notes accessible below. A technical paper will be elaborated on each topic, as well as a policy brief gathering the main findings and the recommendations emerging from this work.

 

Scoping note on Primary Forest Conservation

 

Scoping note on Innovative Technologies

30th July 2020 — Inception workshop

An online inception workshop was organized on 30 July 2020 to launch the process of development of the roadmaps and associate to this work a wide range of interested partners. This workshop attracted a wide and diversified audience, representative of the key stakeholder groups in the region (international organizations, governments, private sector, civil society, research and academia). This workshop showed the high level of interest and enthusiasm shared by many stakeholders in the region for the two roadmaps. It was the occasion: (i) to gather ideas and feedbacks on the scope and general orientation of the studies; and, (ii) to start building a strong and diverse community to accompany the development of the roadmaps.

• READ MORE ABOUT THE INCEPTION WORKSHOP • 

 

For any question, please contact: cgiarforestsandtrees[at]cgiar[dot]org

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  • Study reveals government views on collective titling in Peru

Study reveals government views on collective titling in Peru

A CIFOR consultant discusses community frontiers in Campemento Neshuya, Ucayali River, Peru. Photo by M. del Aguila Guerrero/CIFOR
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FTA COMMUNICATIONS TEAM

To legally obtain title to their community lands, indigenous people in the Peruvian Amazon must navigate a maze of legal paperwork and technical steps that can take as long as a decade to complete.

Research by the Centre for International Forestry Research (CIFOR) found that the process is challenging not only for villagers, but also for government officials.

Lack of coordination among the many government agencies involved, conflicts over rights and boundaries, and the high cost of conducting technical studies, such as mapping community boundaries, were among the difficulties reported.

Underlying those obstacles are differences in the way indigenous people and government agencies understand territorial rights, said Iliana Monterroso, a CIFOR scientist, who led the research.

“Differing expectations, tight budgets and difficulties in coordination among government agencies are the main obstacles mentioned by those interviewed,” she said of the study, which surveyed 32 national and regional government officials.

The researchers examined two ongoing tenure reform processes in Peru targeting native communities. One involves changes in laws that recognize land rights, while the other involves rights to forests, including promoting access to forest resources and support for forest management.

“While the government perceived them as two different sets of regulations, with different institutions responsible for implementation, indigenous communities saw them as a group of measures that should ensure protection of their territorial rights,” said Monterroso.

The study also underscored differences between the way national and sub-national government officials view tenure reform. While those working for the national government see reforms as a way to formalize land rights, regional officers see them as a way to increase access and use of resources to support livelihoods for native communities.

“Besides incongruences in how regulations are perceived, these results also point to a need for greater coordination and communication between the different levels of government,” Monterroso said.

Read also: Reclaiming collective rights: land and forest tenure reforms in Peru (1960-2016)

Community members stand in front of a river in Cashiboya, Loreto Province, Peru. Photo by M. del Aguila Guerrero/CIFOR

Shared responsibility, different expectations

Granting legal land titles was initially implemented by Peru’s central government. With the dawn of decentralization in the early 2000s, Lima handed regional governments responsibility – under national guidelines and  provision – for boundary demarcation, titling communal lands, and the granting of usufruct rights to forests.

Peruvian law considers all forest lands as public; indigenous communities bid therefore for titles on communal lands classed as agriculture and usufruct contracts for those as forests.

The process involves more than 20 steps and at least a dozen government agencies, both national and regional.

Overall, 60 percent of the government officials involved in implementing tenure reform, including recognition of rights to both land and forests, work at the sub-national level, Monterroso said.

Those officials generally have a significant level of education and experience. 90 percent of those surveyed had a university education, as well as averaging 10 years of work experience.

But working with indigenous communities poses particular challenges for government officials – nearly two-thirds mentioned indigenous communities or cultural norms as a stumbling block when implementing tenure reforms.

“They have the skills necessary for the administrative work, but can lack the cultural understanding needed when titling native communities,” Monterroso said. “Working in an intercultural environment requires the ability to recognize the needs of indigenous communities and how best to go about helping to resolve conflicts.”

Conflicts are not uncommon. When officials were asked about the main obstacles they encountered in the titling process, boundary disputes were mentioned most often, followed by illegal logging, overlapping permits for use of resources, and inefficient management of finances.

Around 40 percent then went on to say that their work involved educating communities about their rights, and the channels available to them to file complaints, but only six percent said they are directly involved in helping to resolve conflicts.

Previous research has shown that while Peru has a high level of conflict over land rights, a relatively small percentage of government officials report that is part of their responsibilities; this is a clear weakness in Peru’s legal system for titling.

Read also: Gender and formalization of native communities in the Peruvian Amazon

A dirt road leads to a community in Tingo de Ponasa, San Martin, Peru. Photo by M. del Aguila Guerrero/CIFOR

Budgets and coordination are key

More than one-third of the government officials surveyed mentioned inadequate budgets as a significant obstacle to implementation of tenure reform.

Although titling is free for communities, the process is expensive for subnational governments because of the cost of transporting teams to remote areas. As a matter devolved, they therefore have to allocate from their budget assigned from the national Ministry of Economy and Finance, or use contributions from international cooperation agencies.

Costs could range as high as USD 10,000 or more for a single title, depending on the location, the amount of work required, and how long the process takes. Titling takes an average of eight years, although some communities have been waiting for their title for several decades.

“Limitations affecting implementation are mainly associated with inadequate budgets, inefficient communication among the various government agencies involved, and cumbersome procedures,” said Monterroso. “Despite this, overall the respondents had a positive view of how well tenure reform was being implemented.”

The study points to several ways in which the process could be made more effective, she said.

Officials responsible for implementing tenure reform should be prepared to work with indigenous communities and be sensitive to the views of women and young people.

Indigenous communities and government officials often have different understandings of land tenure, so they also must address diverse and sometimes contradictory views about forest and land management and conservation, said Monterroso.

Because the process involves allocating budgets and responsibilities among a minimum of 12 government agencies, it is not surprising officials were in agreement that inter-agency collaboration and coordination are key to making reforms successful.

That’s why Monterroso is calling for additional measures to facilitate better access and exchange of information to not only increase coordination among national and regional government agencies, but to “have a cost-effective way to advance tenure reform implementation.”

She added, “most importantly everyone involved must keep in mind that the role of the state is not simply to grant the community a land title, but to ensure that the resources in the territory can provide the inhabitants with a sustainable livelihood.

“Titling is just the first step.”

By Barbara Fraser, originally published at CIFOR’s Forests News.


This study is part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA), and is supported by the European Commission, the International Fund for Agricultural Development, the U.N. Food and Agriculture Organization, the Global Environment Facility, and the CGIAR Research Program on Policies, Institutions and Markets.

FTA is the world’s largest research for development program to enhance the role of forests, trees and agroforestry in sustainable development and food security and to address climate change. CIFOR leads FTA in partnership with Bioversity International, CATIE, CIRAD, ICRAF, INBAR and TBI. FTA’s work is supported by the CGIAR Trust Fund.

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  • Forest finance partnerships more productive than competition

Forest finance partnerships more productive than competition

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“Distribution and equitability contribute directly to reducing inequality, one of the root causes of environmental degradation.” © Ben Singer

Benjamin Singer of the United Nations Forum on Forests (UNFF) Secretariat shares his views on inclusive landscape finance in the latest of this new interview series.

He brings a decade of experience from his role in implementing the UNFF’s Global Forest Financing Facilitation Network to the discussion. Here he reflects on using public funds to assist developing countries in their efforts to mobilize finance for sustainable forest management.

How do you define ‘inclusive finance’ and why is it important?

There are two distinct ideas to the concept of ‘inclusive finance’ in the context of sustainable forest and land management within the broader landscape. The first relates to the need to mobilize finance as a key ingredient for the implementation of sustainable forms of land and forest management. The second is how to distribute this finance equitably among all stakeholders, with a particular focus on the most vulnerable – local communities, indigenous peoples, women, youth and the elderly.

While much of the debate around sustainable or ‘green’ finance has focused on mobilizing finance, few have considered the equitable distribution of finance once it is mobilized – as if it were a mere side-thought to consider only after money had been secured.

Yet distribution and equitability contribute directly to reducing inequality, one of the root causes of environmental degradation. Wealthier, more powerful stakeholders often exhaust natural resources without having to face the negative externalities they are creating, whereas these tend to fall onto poorer sections of society who rely on these same resources for their livelihoods and even survival.

Empowering this second category of stakeholders, through equitable benefit-sharing, amongst others, would enhance their resilience in the face of environmental change – including climate change.

It could also help create a balance of power that would introduce checks and balances on the use of natural resources by wealthier stakeholders, therefore contributing to reducing environmental degradation in the first place.

Read more: Catalyzing partnerships for reforestation of degraded land

What are the underlying reasons for the underfinancing of small-scale agricultural and forest businesses?

There are trillions of dollars going into investments worldwide – so why is it so difficult to find just a few million to meaningfully reduce the overuse of natural resources? The reason is that the vast majority of these trillions follow well-trodden paths that have shown strong track records of producing returns on investments. Many of these paths are not productive. Some may even be very risky, but they will still be attractive if investors are familiar with them and the mechanisms of investing are straightforward.

In contrast, investing in small-scale agriculture and forestry in developing countries can be daunting to investors from the North – private or institutional. One reason for this is that knowledge of the financial performance within this subsector is scant, if it exists at all.

Such investment also varies considerably from one country to another, and often has a dismal reputation – though mostly unwarranted – of causing environmental degradation. Perhaps most importantly of all, the scale of financing required in each case, which may be one or two million at most – is simply incompatible with opportunities that interest institutional investors, which generally start at half a billion.

What are we not doing right, or not doing well enough, or not doing at all?

“Finance exists (lots of it), and the need for financing exists. The problem is that we are just not connecting the dots.” © Ben Singer

Finance exists (lots of it), and the need for financing exists. One problem is that we are just not connecting the dots. Instead, we are carrying on with business as usual. Investors tend to invest in the usual stock markets that finance the main agricultural commodities produced in developing countries, while foresters in developing countries continue to lament deforestation and forest degradation.

We need to focus on building bridges between sectors (finance, forestry and agriculture), between stakeholders (private investors, public authorities, and small-scale agriculture and forestry businesses) and between concepts (economic development and social and environmental sustainability). All the ingredients are there. The challenge is how to identify, experiment and scale up those win–win solutions that actually work.

Read more: Strengthening producer organizations is key to making finance inclusive and effective

How is your organization addressing inclusive finance, and what are your experiences and key lessons?

The UNFF Secretariat, through its Global Forest Financing Facilitation Network, supports its member states in mobilizing finance for sustainable forest management in three ways:

  • Assisting in the design of national forest financing strategies
  • Assisting in the design of project proposals to harness funding from multilateral financing institutions such as the Green Climate Fund and the Global Environment Facility
  • Creating a clearing house to highlight lessons learnt and best practices in forest financing in developing countries and those with economies in transition

One key lesson is that there is no one-size-fits-all approach. Despite appearing obvious, policy makers time and again underestimate the specificity of financing needs of different countries or different forest stakeholders.

It is essential to get a better understanding of the gaps, obstacles and opportunities related to financing specific forests or forest activities, before targeting financing sources. In some cases, for example, grants from multilateral financing institutions might be the best-adapted source, for others it could be micro-credit from non-governmental organizations.

What examples do you have of successful or promising ‘model’ approaches or innovations?

Policy makers and decision makers often lurch into mobilizing funds from a specific source because they have seen it work in other conditions, or because they have heard that it is easy to access.

However, I consistently recommend developing a forest-financing strategy that takes a step back and helps to understand the financing gaps, obstacles and opportunities. We take a four-step approach to developing such a strategy:

  • Identifying and quantifying forest financing needs
  • Mapping financing resources according to their origin
  • Matching the needs with the sources
  • Drawing up a list of tasks required to actually mobilize the shortlisted sources of financing

The idea of developing a forest financing strategy might seem like a cumbersome first step, but we have shown that it can save a lot of time and effort, as it helps identify the most promising sources of financing for the actual needs of the country or stakeholder concerned.

Read more: Background note on FTA financial innovations for sustainable landscapes interviews

What is your vision on how best to increase finance and investment in sustainable forestry and farming?

My vision is simple: partnerships. Again, this might seem obvious, but the financial sector is extremely competitive and this spills over into the world of forest finance. I have often seen supposed partners compete and withhold information and resources from each other, despite sharing the overall goal of sustainable forest management. And I have seen this result in failure for all, time and again.

Forest finance differs fundamentally from the broader finance sector in that the maximization of one’s personal gain as the overarching objective is replaced with a global gain, through the implementation of sustainable forest management worldwide. In this respect, competition is counterproductive as it inhibits the possibility of partnerships, which are crucial to increasing financing for forests.

To mobilize and equitably distribute the financial means necessary for the benefit of all – from local and indigenous communities to institutional investors, multilateral financing mechanisms, national decision makers and small, medium and large enterprises – we need to agree on both the overall goals and how to best achieve them.

However, building such partnerships is by no means a small task. All stakeholders first need to realize that forest financing is not business as usual, and that partnerships are much more productive than competition.

By Nick Pasiecznik, Tropenbos International.


This article was produced by Tropenbos international and the Centre for International Forestry Research (CIFOR) as part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA). FTA is the world’s largest research for development program to enhance the role of forests, trees and agroforestry in sustainable development and food security and to address climate change. CIFOR leads FTA in partnership with Bioversity International, CATIE, CIRAD, INBAR, ICRAF and TBI. FTA’s work is supported by the CGIAR Trust Fund.

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  • New online platform promotes collaboration in the Congo Basin

New online platform promotes collaboration in the Congo Basin

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FTA COMMUNICATIONS TEAM

Aerial view of the Congo River. Photo by A. Gonzalez/CIFOR

To address the duplication of initiatives in the Congo Basin, the Central African Forest Observatory (OFAC) – whose mission is to provide data to decision makers so they can create evidence-based policies – recently launched an interactive project monitoring platform. The online tool enables access to data and projects in the region, to promote collaboration and put an end to wasted resources.

Conservation of the Congo Basin forests is a critical, but complex undertaking. This massive tropical forest block, the world’s second largest, covers over 200 million hectares and spreads across six countries in Central Africa.

It is home to some of the world’s most critically endangered animals, such as lowland gorillas, as well as over 10,000 endemic tropical plant species.

It also provides livelihoods to 60 million people, who depend on forest resources for food, energy, and jobs – a significant economic contribution in one of the world’s least developed regions. And as if this was not enough, it stores around 46 billion metric tons of carbon, benefitting the whole planet facing climate change.

The importance of this ecosystem means that a multitude of actors, including donors, implementing agencies, national governments, and local organizations, are simultaneously carrying out conservation and development efforts on the ground.

While international interest, availability of funds, and political will are certainly good news, duplications of initiatives do happen. Information gaps and a lack of overarching coordination stand in the way of achieving environmental and development objectives.

“In the last two decades, the region has seen an exponential increase in the number of actors in the forest-environment sector,” explained Quentin Jungers, OFAC’s technical advisor, who leads the IT team behind the platform.

“The new project monitoring platform answers calls for better coordination at the regional and national levels. It will allow organizations and governments to share information, promote collaborations, and ensure harmonization.”

Read also: Can DRC’s community forests alleviate poverty?

A woman carries vegetables in Yangole, DRC. Photo by A. Fassio/CIFOR

A call for a regional approach

Better coordination has long been part of the Congo Basin conservation agenda. In 1999, the Central Africa Forest Commission (COMIFAC), became the birth-child of all ten Central African countries; its mandate to oversee the sustainable management and conservation of the Congo Basin’s forest ecosystems.

In 2005, the finalizing of a first Convergence Plan provided a common strategy for the COMIFAC Member States and international partners to reach sustainable goals.

OFAC officially became part of COMIFAC in 2011, leading to the development of an integrated monitoring and evaluation system just a few years later.

“There are so many initiatives to support the sustainable management of Central Africa’s forests, that sometimes it is difficult for COMIFAC to have a clear vision of all the efforts that contribute to the implementation of our Convergence Plan,” explained Vincent Medjibe, OFAC coordinator at COMIFAC. “We expect this platform to give us an accurate overview of what is happening on the ground”.

Read also: Observatory addresses urgent need to monitor forests in East Africa

Digital solutions

The development of the project monitoring platform, the first of its kind in Central Africa, began in 2015 with a basic repository and took over 8 months of intense work to convert into an analytical platform, which was finally ready last year.

“We started by developing a basic database with experts, projects, and capacity building initiatives in the fields of environment and climate change, sustainable management of natural resources, and conservation,” said Donald Djossi, programmer at OFAC. Though he says the real technical challenge was to find the “interconnections” of the projects, so as to provide a comprehensive cross-view of all initiatives.

“Our goal was that all kinds of users, tech-savvy or not, could benefit from it,” added Jungers. Appetite for the platform is clear. Though it was only launched a couple of months ago, it already has an average of 60 users per week.

Users can benefit from a directory and an interactive map showing geolocation and explanation of each initiative, an analysis tab that examines the current state of projects, as well as a report generation tool.

People gather outside the parish of Notre Dame de l’Assomption in Yangambi, DRC. Photo by A. Fassio/CIFOR

Learn more: Go to the project monitoring platform website 

Contributions needed

This platform is a collaborative initiative, and its success will depend on the organizations’ will to share their projects’ information. Until now, over 651 projects have already been submitted, out of which 508 have been validated and published, a significant amount considering that they account for 5 billion euros of funding.

To contribute, it is first necessary to create a user account. This gives organizations access to a private module. Then they can fill out a form for each project. “That’s all is needed,” said Djossi.

After a project is submitted, OFAC’s team reviews the form to ensure that all information is accurate and to avoid duplications. “We need to go through this validation process to ensure that our platform is a reliable source,” explained Jungers.

To encourage organizations to feed the platform, with their user account they also get access to a free monitoring tool that can help them track the progress of their projects. “They can have a report with one click”, said Djossi.

The next step for OFAC is to use the information on this platform to produce a regional publication called “The State of the Projects”, expected in 2020. As a complementary instrument, it will analyze the impact of projects in the Congo Basin in the last 15 years, looking to better integrate them into national and regional environment policies.

“The State of the Projects will help regional policymakers understand what has been done to conserve Central Africa’s forests, and what still needs to be done,” concluded Jungers.

By Ahtziri Gonzalez, originally published at CIFOR’s Forests News.


This research was supported by the RIOFAC,  funded by the European Union.

This work is also part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA), the world’s largest research for development program to enhance the role of forests, trees and agroforestry in sustainable development and food security and to address climate change. CIFOR leads FTA in partnership with Bioversity International, CATIE, CIRAD, ICRAF, INBAR and TBI. FTA’s work is supported by the CGIAR Trust Fund.

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  • Researchers to gather at World Congress on Agroforestry

Researchers to gather at World Congress on Agroforestry

A man works on a cocoa farm in Peru. Photo by M. del Aguila Guerrero/CIFOR
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The 4th World Congress on Agroforestry (Agroforestry 2019) aims to strengthen the links between science, society and public policies. Under the high patronage of Mr. Emmanuel Macron, President of the French Republic, the Congress is to be held at the Le Corum conference center in Montpellier on 20–22 May 2019. The Congress is a part of a Week of Agroforestry running from 19–23 May.

Open to researchers, students, farmers, NGOs, and political and economic decisionmakers, the Congress is expecting some 1,500 participants from more than 100 countries. FTA is a platinum partner for the event. It is being held in Europe for the first time, by the Agricultural Research Centre for Development (CIRAD) and the French National Institute for Agricultural Research (INRA), in partnership with World Agroforestry, Agropolis International and Montpellier University of Excellence. It will be preceded on 19 May by a day of events for the general public, organized by the Fondation de France and the French Association of Agroforestry.

“We wanted, through this general public day ahead of the congress, to make agroforestry better known to civil society”, explained Emmanuel Torquebiau, Agroforestry Project Manager at CIRAD and Chairman of the Organizing Committee of the 4th World Congress on Agroforestry.

Learn more: 4th World Congress on Agroforestry

Agroforestry, the future of agriculture?

The organizers aim to anchor the 4th World Congress on Agroforestry to the societal debate on agriculture. “It is time for technical solutions to be discussed within civil society and to become part of public policy”, commented Christian Dupraz, INRA Research Director and Chairman of the Scientific Committee of the Congress.

By combining science and dialogue with society, the Congress will be an opportunity to assess the contribution of agroforestry to the agro-ecological transition of agriculture at the global level.

A farmer displays their coffee beans in Brazil. Photo by I. Cooke Vieira/CIFOR

Agroforestry, which involves combining trees with crops and pastures, is now recognized to protect soils, address climate change issues and contribute to global food security. This practice could therefore be the future of agriculture. The fields of application are very diverse: hedges and alignment of trees or shrubs in and around plots, multilayer agriculture, timber or fruit production in cropland, fodder trees, trees for honey, shade trees for perennial crops (coffee, cocoa, grapevines) or livestock, multilayer agroforests and agroforestry gardens.

An International Union of Agroforestry will be created at the Congress, to federate agroforestry innovations on a global scale. On Thursday, 23 May, participants will be able to visit the main European experimental agroforestry site at Domaine de Restinclières in Prades-le-Lez (11 km north of Montpellier) where cereals (durum wheat and barley rotated with protein peas) are grown with many tree species, particularly walnut trees. In more stony soils, vines are grown with pines and cormiers. This 50-ha experimental farm, which belongs to Hérault County Council, is scientifically managed by INRA Occitanie-Montpellier.

Originally published by CIRAD.

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  • Gender equality in agricultural development starts with understanding complexity

Gender equality in agricultural development starts with understanding complexity

Cattle drink from a reservoir, often the last water point during the hottest and driest months of the year, in Zorro village, Burkina Faso. Photo by O. Girard/CIFOR
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A farmer collects cobat fruit in Sorobouly village near Boromo, Burkina Faso. Photo by O. Girard/CIFOR

When Professor Katherine Gibson opened the Seeds of Change conference in Canberra last week, she asked the more than 200 participants to consider whether we are sowing the right seeds of change for achieving gender equality in agricultural development.

“Can the world’s rural areas be places where we can generate dignified agricultural livelihoods, where there’s material well-being, where there’s gender equity and sustainable environmental interactions?” she inquired.

Her questions were prompted by a series of graphs, known as ‘the great acceleration’, that show the world’s economic overdevelopment and its detrimental impacts on the environment. However, Gibson was quick to point out that the great acceleration has also brought about benefits, with some of the most prominent being increased education for women and slowed population growth.

“We really need to see the complexity here,” Gibson explained in a subsequent interview, referencing these contradictory results of recent development. Development and its gendered impacts are complex matters – a realization that permeated discussions during the three-day conference.

Convened by the Australian Centre for International Agricultural Research (ACIAR), the CGIAR Collaborative Platform for Gender Research and the University of Canberra, the Seeds of Change conference brought together researchers and practitioners from around the globe. The CGIAR Research Program on Forests, Trees and Agroforestry (FTA) contributed to the deliberations with three presenters showcasing studies that emphasize the importance of understanding complex gender relations for designing successful policies and interventions.

Read also: Women improve food security through land-restoration technology in Kenya

Villagers pose for a photograph in Jambi province, Indonesia. Photo by T. Saputro/CIFOR

Examining evidence

Kartika Sari Juniwaty, lecturer at the University of Indonesia’s Faculty of Economics and Business and research associate at the Centre for International Forestry Research (CIFOR), presented initial research findings that highlight why challenging generally accepted beliefs about women and agriculture is a good starting point.

“There is an underlying belief that feminization of agriculture happens in this one way – that men are leaving the sector and women are taking over. But in reality, it is much more complicated than that,” Juniwaty said.

Examining 20 years of longitudinal data, collected from more than 7,000 households in Indonesia since 1993, Juniwaty has found that while fewer and fewer people are employed in agriculture, men are not leaving the sector at a faster rate than women. This differs from the situation elsewhere, such as in some parts of South Asia, where men are migrating out of villages and leaving the agricultural sector. In addition, families seem to have left and reentered the agriculture sector many times during the 20-year period, raising questions about what drives such decisions.

Juniwaty stressed that policies and interventions must be informed by on-the-ground realities to be successful. Improved understanding of gendered transformations may better inform the design of policies, such as the Indonesian government’s social forestry program, which gives communities rights to sustainably use forests to boost their livelihoods and incomes.

“We might think that a program can be more beneficial for women if they are given more opportunity to participate,” explained Juniwaty. “But to design appropriate initiatives to encourage women’s participation in the program, improve their well-being, and avoid unintended negative consequences, we need to better understand women’s roles and contribution in the agricultural sector, including forestry.”

Moving forward with her research, Juniwaty hopes to tease out more information about why different households leave or reenter the agriculture sector. Rather than looking only at gender, examining different characteristics of household members – such as their age and education levels – may provide more information on what drives labor force movements in Indonesia. This is particularly relevant during a time when growing mechanization and investments might eventually lead more people to leave the sector.

Read also: Thinking of tomorrow: Women essential to successful forest and land restoration in Africa

Gender considerations essential for restoration

Two other scientists presenting FTA research at the conference highlighted the need to consider gender relations when designing, implementing and monitoring restoration initiatives in forested landscapes.

Mary Crossland, a PhD student from Bangor University, working with World Agroforestry (ICRAF), spoke of a study in the drylands of eastern Kenya, where farmers are testing the use of planting basins under a restoration project led by ICRAF. Her preliminary findings suggest that women often dig these basins without the help of men whereas other land preparation practices, such as plowing, are usually shared by men and women.

A villager shows a palm nut fruit in Jambi province, Indonesia. Photo by T. Saputro/CIFOR

“Whether this indicates a shift in labor and a risk for women in terms of increased workload or an opportunity in terms of increased autonomy to carry out activities that previously required men’s participation is something we hope to explore more in our future work,” said Crossland.

Along the same lines, Markus Ihalainen, a research officer working with CIFOR, examined how women and men have participated in, and benefited from, four different restoration initiatives, also in Kenya. He found that while many restoration activities rely heavily on women’s labor, women tend to lack secure access to many long-term benefits.

Together, these two studies point out why gender equality is critical to successful restoration initiatives. Without ensuring that the benefits of restoration outweigh the costs for both women and men, local support can quickly dwindle. Following this, restoration targets, and the livelihood benefits they are meant to achieve, may not be reached.

Read also: Picks and spades can triple farmers’ yields in Kenyan drylands

Staying focused

FTA is committed to tackling the complexities of gender in agriculture head on by prioritizing research, such as that presented above, which sheds light on how inequalities among women and men may prevent women from contributing to, and benefiting from, restoration and other environmental transformations.

Reversing the environmental degradation caused by the great acceleration described by Gibson is both urgent and essential. Only when degradation trends are overturned will healthy landscapes and forests be able to underpin food production and equitable, sustainable livelihoods.

Achieving this goal requires accounting for complex gender relations in policies, interventions and decision-making processes – getting gender relations right is a key ingredient in any plan to successfully achieve sustainable development outcomes.

By Marianne Gadeberg, communications specialist.


This work is part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA). FTA is the world’s largest research for development program to enhance the role of forests, trees and agroforestry in sustainable development and food security and to address climate change. CIFOR leads FTA in partnership with Bioversity International, CATIE, CIRAD, INBAR, ICRAF and TBI. FTA’s work is supported by the CGIAR Trust Fund.

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  • Can DRC’s community forests alleviate poverty?

Can DRC’s community forests alleviate poverty?

Woman carrying wood, Yangambi, DRC. Photo by A. Fassio/CIFOR
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Community forestry is an attractive endeavor in the quest to reduce poverty. Multiple countries with tropical forests have placed it at the heart of their rural development strategies, giving local communities the rights to directly manage forests and decide how land will be used.

Underpinning community forestry is the proven belief that local people are best placed to manage the resources on which they rely. Done sustainably, poverty can be alleviated, social mobility enhanced, and the ecological protection of the forest achieved.

But between theory and practice, lies a disconnect.

A new study shows that the benefits don’t always materialize. Community elites are most likely to reap the rewards from such models, risking disillusionment among rural communities. Such is the case of multiple community forest initiatives across Central Africa, found researchers from the Center for International Forestry Research (CIFOR) and the University of Kisangani (UNIKIS).

Scientists found that two community forest pilot sites in northeast Democratic Republic of the Congo (DRC), failed to produce an increase in people’s real income. “Our research shows that the business case for community forests in DRC remains weak,” said Guillaume Lescuyer, lead author of the study. “In both of our pilot sites, we saw a negative financial turnover over five years. All the productive activities that we analyzed – including logging, hunting and firewood collection – either result in losses or a very low profit.” The researchers therefore advise that community forestry is unlikely to develop into a profitable model in the DRC, unless people are convinced that it will increase their financial and physical capital.

Though financial impact is just one factor to consider when assessing community forests, it is arguably the biggest deciding factor for communities to maintain or discard the model.

The findings from the DRC come at a crucial moment when the Congolese authorities are backing community forestry, implementing several legal and administrative entities. “In 2002 the national forestry law adopted the concept of ‘local community forest’, but it lacked detail until 2016,” explained Ignace Muganguzi, co-author of the study.

“Recently this law has been complimented by a series of decrees that are opening a legal pathway to formalize community forests of up to 50,000 hectares.”

The Ministry of Environment and Sustainable Development has also created a sub-department devoted to community forestry, while there is a new government-wide National Strategy for Community Forestry aimed at promoting this model.

Read also: Setting the stage for agroforestry expansion in Eastern Congo

A man cuts down a tree to produce charcoal, Yangambi, DRC. Photo by A. Fassio/CIFOR

Financial failures

Despite the recent rise of community forestry in the DRC, one of the barriers that persists is the exorbitant costs required to set up a community forest. In the selected case studies, USD 100,000 to USD 160,000 is needed to comply with regulations. These fees cover necessary coordination meetings and committees, the creation of boundary lines and maps, baseline studies, and other formal procedures. “The start-up cost is just too high to make this model viable,” stated Lescuyer.

Beyond these expenses, lies high costs of formalizing local economic activities to comply with regulatory requirements. “The payment of all the approvals, taxes and permits that are required to carry out activities such as hunting, chain-sawing, or gathering non-timber forest products, in a legal manner, often prevents small producers from making a profit,” added Lescuyer.

To address these issues, the researchers make two recommendations.

First, new community forest projects should focus on the productive uses of forest resources, creating a business case with financial forecasts. “Short and medium-term livelihood outcomes need to be quantitatively measured, and to continue supporting these projects there should be strong evidence of a significant economic impact,” said Lescuyer. The study shows that to date, no community forest in the DRC has conducted such analyses.

Second, legal constraints should be simplified to reduce the cost of creating and managing community forests. Furthermore, local institutional processes should be streamlined to facilitate operations. “If national regulations continue the same, people might even favor illegal practices to cover these costs,” warned Muganguzi.

A question of ownership

This new research underlines finance as a major obstacle to the success of community forestry in the DRC: the lack of ownership by local populations.

The researchers argue that in most cases, community forestry emerges as a top-down initiative. Because of expensive administrative costs, the creation of community forests is out of reach for local communities, making them dependent on external actors. These days, many initiatives in the DRC are thus subsidized by international funds and run by local or international NGOs. “One of the problems with this situation is that the intervening agencies tend to impose their normative values and sophisticated management tools,” explained Lescuyer. “A bottom-up approach that takes into consideration local realities of communities would be more appropriate. It could lead to more functional systems than those brought in from outside.”

A regional problem

Community forestry became a booming trend among political and technical circles across Central Africa in the 1990s. Cameroon rose as the early-adopter, being the first country in the region to enshrine it in law. The government created formal community forests as early as 1998, which allowed village associations to legally harvest, process, and trade forest resources within an area of up to 5,000 hectares.

Girls carry vegetables, Yangambi, DRC. Photo by A. Fassio/CIFOR

However, the limited financial impact on rural livelihoods, as well as the complicated administrative procedures, have hindered any extensions. At present, only about one percent of Cameroon’s forests is managed by the communities.

“In Cameroon, engagement in community forestry has also been very low, mainly because of the lack of belief that it will raise their standard of living,” explained Lescuyer. “Likewise, in this case the costs of setting up a community forest is too elevated.”

What’s more, previous research unearthed multiple cases where community forests in Cameroon were exploited through subcontracts with logging companies. Mostly medium-sized and informal, they paid cut-rate rents that did not trickle down to improve collective standards of living; the reality of job creation reflected by very low salaries.

Other studies have concluded that revenues from logging are seldom equally distributed- local political, economic and military elites reaping the lion share of profits.

“The failure of community forestry in Cameroon is worrying because the model has been replicated for about 15 years across Central African countries, especially in Gabon, the DRC, and Central African Republic,” said Lescuyer.

Read also: Addressing equity in community forestry: lessons from 20 years of implementation in Cameroon

The essence of community forestry

While CIFOR and UNIKIS’ research focuses on the financial returns of community forests and their impact on livelihoods, the authors acknowledge that there are benefits beyond monetary gains.

Community forests protect biodiversity, which in turn supports food security; they both mitigate and facilitate adaptation to climate change, sucking carbon from the air and retaining natural barriers against intense weather events; they are an important tool for recognizing customary rights; they help secure land tenure and facilitate long-term investment by the involved communities.

“Of course there are other long-term benefits,” recognized Lescuyer, “but so far there aren’t enough examples from Central Africa to say that community forestry can improve the well-being of people without increasing their revenues.”

Lescuyer agrees, believing that the purpose of increasing income should be at the core of community forestry, especially in rural areas where development options are limited. “It is time to ensure that the tens of millions of dollars devoted to supporting this model actually ends to alleviate poverty,” he concluded.

By Ahtziri Gonzalez, originally published at CIFOR’s Forests News.


This research was supported by the REFORCO and FORETS projects and funded by the European Union.

This work is also part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA), the world’s largest research for development program to enhance the role of forests, trees and agroforestry in sustainable development and food security and to address climate change. CIFOR leads FTA in partnership with Bioversity International, CATIE, CIRAD, ICRAF, INBAR and TBI. FTA’s work is supported by the CGIAR Trust Fund.

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  • Catalyzing partnerships for reforestation of degraded land

Catalyzing partnerships for reforestation of degraded land

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Charlotte van Andel. Photo by FMO

In this second edition of the “Innovative finance for sustainable landscapes” interview series, we hear from two sustainable finance experts from the Netherlands Development Finance Company (FMO). Steven Duyverman is a manager in FMO’s Agribusiness, Food and Water department and Charlotte van Andel is a senior environmental and social officer in the same department.

Steven Duyverman. Photo by FMO

Working in inclusive and green finance, FMO is ramping up its investments in the forestry sector. Duyverman and Van Andel reflect on how to apply their experience at the landscape level.

“Investors are reluctant to invest in landscapes in developing countries, since it is a new sector, with long payback periods and of uncertain risks. Such risks can be reduced by clarifying tenure rights, early engagement of local stakeholders in project development, strengthening partnerships and strengthening local capacities to implement best practices. Investors need to consider these if they really want to have an impact.”

How do you define ‘inclusive finance’ and why is it important?

Making finance inclusive is about reaching the bottom of the pyramid, so to speak, directly or indirectly. It must also focus on those so often left behind – the vulnerable, women, indigenous peoples and other marginalized groups. It is about increasing local employment, especially for the poorest, with decent and sustainable jobs that help improve local economies and reduce inequalities.

In forestry, outgrowers and employees, who are recruited locally to the largest extent possible, receive training. They are made aware of health and safety aspects, like using protective equipment when pruning or spraying. This equips them with skills and helps to ensure better livelihoods in the long term. Women are empowered and are often also seen as being more reliable and precise in certain tasks, such as in tree nurseries, allowing them to gain new knowledge and increase their own incomes.

With our forestry investments, we create 30–50 new jobs per 1,000 hectares of new plantations established. At the end of the day, FMO was established nearly 50 years ago not only to make money but, importantly, to create long-term development impact and to improve environmental and social conditions in the countries where it operates.

People gather under a tree. It takes time to find the most inclusive way of investing in the forestry sector. © FMO

What are the underlying reasons for the underfinancing of agricultural and forest businesses in developing countries?

One reason for underfinancing in the forestry sector is the reluctance of many to invest in a new sector, with long payback periods and unknown risks, in developing countries. For energy projects, for example, revenue streams and returns only come two or three years after the investment has been made. But investing in forestry requires a different view on cash flows, because even on the shortest cycles, it takes eight, 10, 12 years to start generating income from selling a marketable product (i.e. construction wood, electricity poles or wood chips), and before investors start to be repaid.

In such new markets, the risk is inherently higher than in more well-known investments with much shorter payback times that are perceived as ‘safer’. This does not just concern financial risk, but also – and inherent in inclusive finance – social and environmental risk. Establishing timber plantations is also a high-impact investment, and one of the cheapest means to make significant changes in mitigating climate and improving local economies and communities. However, given the complexity of large landscape-level forestry projects, getting these approved and implemented takes time. But we are gaining more experience in the sector, so we trust that efficiency will improve.

Another key issue for foreign investors is that working with local smallholders is difficult, as for them formal titles over the land they farm or want to reforest are sometimes impossible to acquire, and of uncertain legality if they do exist. Local authorities and land users sometimes have quite different views on what is needed, indicating that more dialogue is needed to increase understanding among all groups involved.

Read more: Strengthening producer organizations is key to making finance inclusive and effective

What are we not doing right, or not doing well enough, or not doing at all?

There is no right or wrong, but it is very important that we strive for sustainable development. That also means that we must ensure that business models are sustainable. Viability of a project requires financial, environmental and social standards to be met. For example, we require all our forestry clients to be Forest Stewardship Council (FSC) or Program for the Endorsement of Forest Certification (PEFC) certified.

We see that with a structured approach, income is created, deforestation is reduced and biodiversity improved. As a consequence, people have new alternative sources of cash income rather than depending on illegal charcoal making or poaching. At the same time, having additional income also tends to enhance development and security in local communities.

Our strength lies in catalyzing other partners; hence we need partnerships, partnerships and more partnerships to more effectively progress in the reforestation of degraded land. But for alignment reasons, we also require the support of governments to politically back up plans for land reforestation and to aid where adjacent commercial plantation forestry can be developed as a future mitigation toward deforestation.

We need more cooperation and collaboration, between us as a development finance institution and the private sector, with UN organizations, with national governments and their departments, with NGOs and civil society. To successfully nurture opportunities for growth in the restoration economy, cooperation of technology startups, smallholder finance and timber companies open doors to inspiring venture capital, private equity and impact investors who may know little about such landscape restoration opportunities.

Read more: Background note on FTA financial innovations for sustainable landscapes interviews

How is your organization addressing inclusive finance, and what are your experiences and key lessons?

At FMO, we provide ever more loans and equity to support projects with landscape-level objectives, and that have social and environmental benefits at their core. We have learned to include contextual risks. This triggers an early focus on risks outside the influence of our project, on how to better ensure indigenous peoples’ rights are respected, including land ownership and user rights, and using stakeholder engagement safeguards even more. We now also realize that it is not always possible to be able to do the right thing at the right time. Circumstances can be such that land issues cannot be fully resolved, or that human rights defenders are threatened, or that deforestation still takes place around the client’s activities. In such cases, we have developed ‘early warning systems’ and if seen to be so, we decide not to invest in unsustainable projects.

Companies that we invest in must have good and transparent relationships with local and legal authorities that have influence over forests and landscape. We also expect them to hear the voices of the people, of local communities, and to fully assess their needs. This means they must invest considerable time from an early stage, and talk to all involved, communities and traditional leaders, occasional users such as nomadic pastoralists, district and forestry authorities, NGOs or knowledge partners.

Going full circle, we also never forget local legislation, such as on forest protection, but also deal with the livelihood impacts of (illegal) users according to the World Bank’s International Finance Corporation (IFC) Performance Standards. Squaring that circle is not always easy. But only then can we add value and have the impact we are looking for.

One key lesson is that we used to give a lower priority to stakeholder engagement when we focused on returns. But now, at the very start of every investment, we expect companies to start talking with communities to get them to really understand the expected and potential changes, and agree in advance on how benefits can be shared. These include local job opportunities, training in pruning, use of fertilizers and safe pesticide application, and building roads, which can also initiate a village market, access to healthcare and schooling.

Training and supervising are important complements to inclusive finance, leading to sustainable safe jobs that support sustainable landscapes. © FMO

What examples do you have of successful or promising ‘model’ approaches or innovations?

In Ghana and Sierra Leone, FMO is supporting a project that has reforested 10,000 hectares of formerly degraded land since 2013 and is working toward adding up to another 9,000 hectares of new plantations. In Laos, we are funding the expansion of a forestry plantation from 3,400 to 15,000 hectares, including investment to support the building of a new sawmill and wood-processing facilities. This is another example of how we are implementing an integrated, long-term investment strategy.

Helping to establish such large areas of forest plantations is also helping FMO achieve its aim of becoming carbon neutral, in line with the Paris Accord. For now, FMO has approved investment of around €40 million a year in new forest plantations. Innovative financial products are necessary, as repayments may only start after 5–7 years, so in the early years there will be no cash flow available to pay even the interest on the loans.

Furthermore, training is an important tool that builds knowledge, but also helps companies to ensure that environmental and social concerns are integrated into their processing system. So, we also provide financial support for analysis, studies, training and implementation, for instance for more efficient use of scarce water resources and for waste-water treatment.

What is your vision on how best to increase finance and investment in sustainable forestry and farming?

The most important single factor that would increase investment is to support systems for registering and securing land rights, so that smallholders and foreign investors alike have formal ownership titles for the land they farm or want to plant with trees. And, of course, this is not just a need for development banks – it is a basic need for all land holders, independent of any future investment. Without formal titles, smallholder options are limited in many ways.

We work for a future where international development finance is no longer needed, where sufficient capital is available nationally, to support the establishment and growth of sustainable businesses in all sectors. And we also hope to see that environmental and social standards widely implemented in developed markets are also fully accepted in emerging markets and developing countries.

In that future, we expect old and new forms of finance to blend seamlessly, also mixing traditional approaches with the use of new technologies, working toward a circular and inclusive economy. This is what we are striving for. But just as it takes time for trees to grow, it will also take time to find the most inclusive way of investing in this sector. We are already seeing shifts.

By Nick Pasiecznik, Tropenbos International.

This article was produced by Tropenbos International and the Center for International Forestry Research (CIFOR) as part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA). FTA is the world’s largest research for development program to enhance the role of forests, trees and agroforestry in sustainable development and food security and to address climate change. CIFOR leads FTA in partnership with Bioversity International, CATIE, CIRAD, INBAR, ICRAF and TBI. FTA’s work is supported by the CGIAR Trust Fund.

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  • Tamanu trees making money in arid Wonogiri, new study shows

Tamanu trees making money in arid Wonogiri, new study shows

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Bees gather on organic honeycomb in West Kalimantan. Photo by L. McHugh/CIFOR

The tamanu tree (Calophyllum inophyllum) has been helping humans out since prehistoric times.

Tamanu is native to tropical Asia, and was carried by Austronesians on their migrations to Oceania and Madagascar: the tree was as valuable to these voyagers as oak was to their European counterparts. Also known as mastwood, tamanu has been used by shipbuilders for millennia because it grows tall and strong in sandy, rocky areas.

In Polynesia, indigenous groups affectionately refer to the tamanu tree as “beauty leaf,” as they use the oil from the fruit kernel as a moisturiser and healing balm. They also use it as a hair grease and painkiller. These days, tamanu oil is used internationally in a range of skin and hair-care products.

Now, the fragrant, deep brown oil may serve another purpose: bioenergy. A mature tamanu grove can yield up to 20 tons of crude oil per hectare each year. In Wonogiri district of Central Java, Indonesia, a new study shows that cultivating tamanu for bioenergy on degraded land can achieve multiple benefits for farmers while restoring the land, as well as helping to reduce the country’s reliance on fossil fuels.

Read more: Integrating bioenergy and food production on degraded landscapes in Indonesia for improved socioeconomic and environmental outcomes

Beyond oil palm

Indonesia has pledged to increase its biodiesel and bioethanol consumption to 30 percent and 20 percent respectively, of total energy consumption by 2025. However current levels of biofuel production are far from meeting these targets, and boosting production at the scale required comes with its own environmental challenges.

So far, almost all of the biofuel produced in the country has come from oil palm. But land conversion from food cropping to oil palm for biodiesel has an impact on food security. In many cases oil palm plantations have encroached upon rainforests and peatlands, threatening biodiversity and releasing carbon into the atmosphere.

Fresh palm oil fruit piled up in West Kalimantan, Indonesia. Photo by N. Sujana/CIFOR

This is why researchers have begun exploring alternative bioenergy options, looking at species with multiple uses that can grow on degraded land on which other crops struggle. A recent study showed that there are around 3.5 million hectares of degraded land across Indonesia that would be suitable for growing at least one of five key biodiesel and biomass species, including tamanu. As well as bioenergy, these crops are capable of improving soil function and boosting biodiversity, thus playing an important role in restoring the land.

Infographic: Nyamplung (Calophyllum inophyllum): Alternative bioenergy crop and powerful ally for land restoration

Farmers hit the honeypot

Planting trees on degraded lands is difficult, and the returns are slow. Farmers need other sources of income, too, if tamanu cultivation for biofuel is to be sustainable.

In Wonogiri, scientists from the Center for International Forestry Research (CIFOR), whose work is part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA), together with the Center for Forest Biotechnology and Tree Improvement Research and Development (CFBTI) and the Korean National Institute of Forest Science (NIFOS) sought to find out if the figures add up in the farmers’ favor.

They collected data from 20 farmers who grow tamanu on degraded land (which locals call nyamplung). The farmers intercrop the tree with maize, rice and peanuts, and make use of it in honey production.

The researchers found that while the rice and peanuts were not profitable, and the maize was only marginally so, farmers grew them anyway to feed their families. The big money, however, lay in honey production, which was almost 300 times more profitable than maize, said CIFOR scientist Syed Rahman. “We were all surprised to see just how profitable it was,” he added.

The results suggest that tamanu can be grown sustainably as part of an agroforestry system that also utilises honey production and subsistence crops in the area. What is needed now, says CFBTI senior scientist and professor Budi Leksono, is for the market for biofuels to be developed further to create economies of scale.

“The market for nyamplung oil is not really developed yet,” said Leksono. “But we’re anticipating an energy crisis, and [by doing this work now] we are preparing for the plantations of the future.”

However, the policy around this needs to be designed extremely carefully, cautioned Rahman. “Because it’s potentially so profitable,” he explained, “the risk is that people will expand this system to forestland, too.” He added that careful constraints must be applied to ensure it is cultivated only on degraded and underutilized lands.

The implications are exciting. As CIFOR senior scientist Himlal Baral noted, while national and global interests and commitments for forest landscape restoration are increasing, success so far has been limited by a lack of solid business cases or financial viability. “In order for funding to flow into landscape restoration, it needs to be profitable,” he said.

Tamanu-based systems may well offer a compelling case for restoration that is worth everybody’s while.

By Monica Evans, originally published at CIFOR’s Forests News.

This research forms part of the CGIAR Research Program on Forests, Trees and Agroforestry, which is supported by the CGIAR Trust Fund.

This research was supported by the CIFOR Bioenergy project funded by NIFoS (National Institute of Forest Science, South Korea).

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  • How can rubber contribute to sustainable development in a context of climate change?

How can rubber contribute to sustainable development in a context of climate change?

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Rubber trees grow in rows in South Sumatra, Indonesia. Photo by I. Cooke Vieira/CIFOR

Developing the rubber sector while meeting environment and social objectives involves both challenges and opportunities.

Lying in the shadow of oil palm in terms of sustainable development issues, the sector needs a combination of measures to progress toward sustainable development. There is now a wealth of knowledge and evidence to make this happen.

“Evolution to Revolution: New Paths for the Rubber Economy” was the theme of the World Rubber Summit held in Singapore on March 18-19, 2019, organized by the International Rubber Study Group (IRSG). The CGIAR Research Program on Forests, Trees and Agroforestry (FTA) participated in the summit and I presented during a session titled Managing sustainability performances in the rubber value chain.

Plantations of all major tropical commodities – especially oil palm, timber, pulp, cocoa and rubber – are expanding quickly, creating opportunities for development while also raising concerns about impacts on the environment, landscapes and livelihoods.

FTA has identified plantations as a research priority. Rubber is a particularly interesting example; plantations are continually expanding with a very concentrated sector downstream (the majority being a small number of tire producers), and a production sector heavily dominated by smallholders.

Read also: Challenges and opportunities for sustainable rubber in Myanmar

Rubber at a crossroads

The sector is confronted with a range of issues when it comes to its impact on and contribution to sustainable development.

Land-use change: Rubber is the most rapidly expanding tree crop within mainland Southeast Asia. Additional land will be required to meet future rubber demand, which could be in forested areas or on mosaic landscapes, swidden agriculture and agroforest, though there is also potential to reduce land-use change and deforestation through more intensive systems – both in terms of rubber and other associated production depending on situations.

Biodiversity: In many areas rubber expansion has been on former natural forest, including sometimes in protected areas. The effects of converting primary and secondary forests to rubber monoculture are well understood – it decreases species richness and changes species composition. However, the biodiversity value of swidden agriculture and of mosaic landscapes is less well known and the effects of their conversion to rubber plantations has been assessed in less detail.

Climate change mitigation: The potential contribution of rubber to climate change mitigation depends on what it replaces and the way it is conducted. The impact is generally negative when rubber replaces primary or secondary forests, but positive when planted on very degraded land. The impact can be neutral or slightly positive when rubber replaces swidden systems with a short fallow period, but negative when it displaces swidden systems that will then encroach on forest.

Water and erosion: Effects again depend on what rubber replaces. For instance, there can be less fog interception relative to complex canopies. Conversion to rubber can increase evapotranspiration relative to native vegetation. Rubber risks depleting deep-soil moisture during the dry season with effects on groundwater and streamflow. In mountainous areas of mainland Southeast Asia, plantations on steep slopes have negative impacts on soil erosion, landslide risk and water quality. There are also indications of impacts from rubber plantation runoff on water quality and aquatic biodiversity.

A hevea tree is seen in Ngazi, DRC. Photo by A. Fassio/CIFOR

Social issues: Production is still dominated by smallholders in most countries, especially in “traditional” production areas. The establishment of rubber replacing swidden agriculture has substantially increased smallholder income in Southwest China and Northern Thailand. In non-traditional areas, such as Laos, Cambodia, Myanmar and some African countries, the expansion of rubber often takes the form of larger-scale plantations – which could disadvantage rural communities, with some reports of evictions and of poor labor conditions in large-scale plantations.

Resilience to price fluctuations: Rubber prices can be volatile, which is a concern for long-term investment and has consequences for the sustainability of economic and production models. Smallholders who are purely engaged in rubber are very exposed, especially if they are not supported by public policies. Smallholders with diversified systems are the most resilient. Paradoxically, large estates may be more exposed due to monoculture and having to pay a workforce.

Climate change adaptation: Until recently it was difficult to predict the incidence of climate change on violent precipitation and winds, to which plantations are vulnerable. There is also a need for more research on the impacts of climate change on the distribution of pests and diseases. Diversified systems are more resilient to shocks of any kind, including from climate change, and can contribute to adaptation at a landscape level.

Read also: Challenges and opportunities for sustainable rubber in the Lao People’s Democratic Republic

Ways forward 

Given these challenges, the potential impacts of rubber expansion and the contribution to the Sustainable Development Goals and the Paris Agreement ultimately depend on three factors. First is where expansion occurs, and the land use or land cover that rubber replaces. Second, it involves production systems, yield and overall efficiency, including the use of rubber wood, as well as impacts on water and biodiversity. The third factor is benefits for smallholders and local populations, contributing to economic and social resilience.

A range of objectives could pave the way forward for sustainable development.

  • Limiting negative impacts of land-use change
  • Regulating land concessions and contract farming
  • Supporting smallholders and farmer groups
  • Promoting and improving diversified systems

To meet these objectives, it would be necessary to see a combination of measures.

  • Research in development
  • Extension services aiming for high yields and quality, as well as diversified production systems
  • Land-use zoning and planning
  • Enabling regulatory environment on concessions and contracts
  • Recognition of sustainable practices, including through corporate social and environmental responsibility and certification
  • Support and incentives for smallholders when engaging in sustainable development, such as secure tenure, technology transfer, economic risk mitigation, payment for environmental services

The rubber sector needs measures connecting downstream with upstream, involving various stakeholders, building on science and knowledge and promoting transfer in a practical way. The newly launched Global Platform for Sustainable Natural Rubber (GPSNR) will hopefully address this.

Knowledge and evidence could enable the transition in a proactive way, contributing to sustainable development outcomes. FTA stands ready to work with the GPSNR and to help support the sector move toward sustainable development, “from evolution to revolution”.

By Vincent Gitz, FTA Director


The CGIAR Research Program on Forests, Trees and Agroforestry (FTA) is supported by contributors to the CGIAR Trust Fund.

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  • What’s good for business is good for forests in Indonesia

What’s good for business is good for forests in Indonesia

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FTA COMMUNICATIONS TEAM

A community member hold a tree product as part of the Kanoppi project in East Nusa Tenggara, Indonesia. Photo by A. Sanjaya/CIFOR

Scientists in Indonesia are demonstrating how better business opportunities for local communities can help foster and reinforce sustainable forest management.

As the world marks International Day of Forests on March 21, the benefits of reforestation and forest restoration are rightly lauded. In success stories of the past, local communities have often been cast as the heroes of sustainable forestry, while private sector businesses have been portrayed as villains. But what if that’s not the whole story?

The Kanoppi project, which launched in 2013 and has now entered its second phase, concentrates on the expansion of market-based agroforestry and the development of integrated landscape management in the poorest provinces of eastern Indonesia and the country’s most densely-populated island of Java.

The project, which is part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA), is funded by the Australian Centre for International Agricultural Research (ACIAR) and led by scientists from the World Agroforestry (ICRAF), Center for International Forestry Research (CIFOR), the Research, Development and Innovation Agency (FOERDIA) of the Indonesian Ministry of Environment and Forestry and Murdoch University in collaboration with other project partners.

Read also: New children’s book teaches the sustainable traditions of West Timorese honey hunters

Missing link

For many generations, communities living in Indonesia have relied on forests to supplement the food and income they reap from farming. Yet, despite the riches of the forests, poverty is still widespread. Some rural households living in the Kanoppi project’s pilot sites in eastern Indonesia earn around US$210 a year.

Part of the challenge is a lack of integration and linkages between community groups producing timber and non-timber forest products (NTFP) and the private sector. Conflicting, confusing and changeable public policies also do not help.

“For example, some communities will plant small teak plantations as a kind of savings account, but most don’t know how to get the permits required to harvest and transport the timber,” explained Ani Adiwinata Nawir, policy scientist with CIFOR. “This means that communities do not harvest as much teak as they could and that they can’t convert their timber into cash when needed.”

Strengthening value chains has become a key focus for Kanoppi, so that farmers can capture more value from their agroforestry production. This, however, requires sustained efforts at multiple levels, including promoting better practices on the ground to increase productivity and profitability, developing markets and private sector engagement, and facilitating supportive policies and institutions.

People work together in a paddy in Yogyakarta, Indonesia. Photo by A. Erlangga/CIFOR

Protecting the forest

One example of how to turn traditional community practices into a successful business venture comes from the Mount Mutis Nature Reserve in West Timor. Here, communities come together every year to harvest wild forest honey. The task is dangerous – men scale trees of up to 80 meters to collect the honey by hand – but it is also sustainable because it does not require cutting down trees.

The honey supplements local diets, and there is enough left over to sell. In fact, as much as 30 tons of wild honey is produced and harvested in Mt. Mutis annually, accounting for 25 percent of total production in the province. Working collaboratively with WWF Indonesia – which is one of the project’s NGO partners along with others like Threads of Life – Kanoppi has helped brand and package the honey, which is now sold as “Mt. Mutis honey” and sold to neighboring islands.

Similarly on Sumbawa island, this commercial success is good news for communities and for the forest: Because the continued honey production hinges on a healthy ecosystem, people have a strong economic incentive to preserve and protect the forest.

That’s the underlying logic of the whole project. When communities can successfully market and sell sustainable products, their incentive to continue sustainable forestry practices grows, which in turn increases productivity, profitability and incomes.

“We want to reinforce this virtuous cycle where business opportunities foster sustainable forestry,” said Aulia Perdana, a marketing specialist with ICRAF. “That’s why we try to involve the private sector – for example in the village learning centers we’ve established in project sites – so that communities can better connect with the market.”

Other efforts to promote sustainable and profitable agroforestry production include using voluntary extensionists, meaning that the people who first adopt a new technology help spread those innovations to other members of the community. Eleven on-farm demonstration trials have already been established, and 40 more are planned for 2019. Kanoppi has also published manuals, journal articles, videos and a picture book to promote its methodology.

Read the picture book: Secrets of the Mutis Honey Hunters

Landscape perspective

Given the project’s success with marketing the sustainably produced honey from Mt. Mutis, the local district administration has adapted its strategy on integrated landscape-level management of NTFP to give greater weight to communities’ customary practices. This is an important first step toward establishing policy support elsewhere in the country.

Honeycomb drains through a nylon filter in Indonesia. Photo by S. Purnama Sarie/ICRAF

One challenge has been that past planning and policies have separately focused on different sectors, such as small farms in forestry and target-oriented cash crop production led by other sectors – not considering opportunities for synergies or problematic overlaps. Kanoppi has departed from that approach.

“We talk about integrated landscape management, which essentially is about harmonizing the different land uses along the watershed from upstream to downstream, so that farms, plantations, forests and many other kinds of activities coexist and reinforce each other,” said Ani.

“The landscape perspective helps everyone – communities, businesses and authorities – see what kind of production fits where in the landscape, in ways that are both profitable and sustainable.”

Kanoppi is a clear example of how combining the expertise and experience of CIFOR and ICRAF scientists makes for a strong response to development and sustainability challenges in forested landscapes – among the many reasons why the two institutions recently announced a merger.

In Indonesia, Ani, Perdana and their colleagues will continue their work to develop inclusive, sustainable business models that generate a fair return – specifically focusing on scaling-up the adoption of improved production practices and value chains to benefit smallholder livelihoods through landscape-scale management of the farm-forest interface – for communities and for forests.

By Marianne Gadeberg, communications specialist.


This research is part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA). FTA is the world’s largest research for development program to enhance the role of forests, trees and agroforestry in sustainable development and food security and to address climate change. CIFOR leads FTA in partnership with Bioversity International, CATIE, CIRAD, INBAR, ICRAF and TBI. FTA’s work is supported by the CGIAR Trust Fund.

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  • Getting to the bottom of illegal plantations on Indonesia’s state-owned forests

Getting to the bottom of illegal plantations on Indonesia’s state-owned forests

A man examines oil palm fruit at a research site in Indonesia. Photo by D. Ramsay/CIFOR
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Palm oil is used locally in cooking, and internationally in commercial food and personal care products. Photo by M. Pinheiro/CIFOR

In an ideal world, palm oil production would cause no deforestation, and have a transparent and fair supply chain. In reality, the impacts of the sector have been the cause of ethical concerns worldwide.

Palm oil is Indonesia’s most important commodity. In 2017 the country produced 37.8 million tonnes of crude palm oil (CPO) and exported over 80 percent of it, with a value of $31.8 billion. Indonesia is the world’s biggest palm oil producer, and its biggest exporter too.

The strong market demand of palm oil has led to a vast expansion of plantations. Currently smallholders make up around 40 percent of the production market, and around one-third of these do not have the correct land tenure permits. In some cases, the smallholders have moved into state-owned forest areas and in many cases, this occupancy creates conflict.

In 2017, the Ministry of Agriculture’s Directorate General of Plantations found that of the 2.5 million hectares of oil palm plantations on state-owned forests, 70 percent of these were controlled by smallholders.

To get to the bottom of why oil palm plantations continue to encroach into state forest areas, Center for International Forestry Research (CIFOR) organized a workshop in collaboration with Center for Research and Development on Social, Economics, Policy and Climate Change (P3SEPKI): ‘Linking science to policy: the role of research in the effort to accelerate solution of tenurial problems in oil palm plantation in forest areas.’

Read also: Comparative study of local nutrition and diet examines expansion of oil palm plantations into forest areas

Solving conflicts by understanding the underlying cause

In his presentation, Ismatul Hakim,  senior researcher at P3SEPKI, says that complex tenure conflicts can’t be resolved without understanding why oil palm plantations are encroaching into state forest areas. He believes assessing how different types of farmers take control of lands, what strategies they use, and most importantly, the motivations of the farmers, is needed before long-lasting resolution is achieved.

According to Hakim’s research, this can be segregated into four categories:

The first is maladministration, where a lack of coordination leads to disputes as it is unclear who legally manages the forest areas – is it the Ministry of Environment and Forestry or the local government?

Second, incomplete forest area gazettements- a legal declaration that announces state ownership- coupled with a lack of clarity and communication on where the gazetted boundaries lay, have caused local people, in need for income, to expand their plantations into unmarked forest areas.

Third, inequality of power and land ownership has caused people to encroach. Local people have watched big investors and corporations take control of and transform their ancestral land, and store land for the future (known as ‘landbanking’).

And finally, the ineffective implementation of policies for forest area release and land swap- where the government gives areas of new land to plantations in exchange for restoring degraded land. To add, he says, this is further hampered by the slow pace of conflict resolution.

Drawing from his research, Bayu Eka Yulian from Bogor Agricultural University (IPB) added “Oil palm plantations have expanded rapidly in East Kalimantan, particularly those smallholders in a silence mode.” He argued while corporations might generally adhere to tighter regulations, small holder farmers, including those with access to more capital and information, appear to expand their plantations at a scale from 0.5 to 3 hectares of land or even more, without restraint.

The attendees agreed that the situation  will keep perpetuating itself without intervention. Rapid expansion is causing damaging changes to the landscape, but farmers are also becoming trapped- as they become highly dependent on a monoculture crop, and get trapped on a single source of income.

Read also: The long and winding road to sustainable palm oil

A man examines oil palm fruit at a research site in Indonesia. Photo by D. Ramsay/CIFOR

Solving tenure issues through better governance

In September 2018, the Indonesian government issued a three-year moratorium on new oil palm plantation permits and devised attempts to increase productivity, expressed in Presidential Instruction (Inpres) No. 8/2018. Along with other prevailing policies, this moratorium offers an excellent opportunity to resolve tenure issues.

However, it was feared that the temporary halt might simply not be enough.

“It was generally agreed by the workshop participants that regulations should be clear and not create legal uncertainties,” said CIFOR scientist Heru Komarudin, adding that plantations that are currently operating on state forests should be given enough time to either relocate or have their land status legally changed to non-forest areas.

He similarly believes that smallholder plantations already illegally on state forests should be given the chance to confirm their land status through agrarian reform or social forestry schemes that are already in place.

“Priority should be given to those committed to practising ethical agriculture – by preventing further deforestation and promoting fair trade working rights,” said Komarudin. To create policies that work, the “heterogeneous typology” of smallholders, and the impact of plantations on local people need to be taken into account, he adds.

Furthermore, there is opportunity to raise state funds by getting tenure issues right. Legislating and governing the use and rental of state forest can then be further propped up by compensation payments by companies who have illegally encroached. While strict law enforcement could be used to police the tenure issues, granting land amnesty to those that depend heavily on these lands may be a breakthrough.

Internationally, the European Union Renewable Energy Directive which plans to phase out the use of palm oil for biofuel by 2030, has put pressure on the Indonesian palm producers. In responding to this development, workshop attendees agreed that foreign diplomacy should be strengthened by consolidating the national position, which in turn would make the Indonesian Sustainable Palm Oil (ISPO) certification credible.

“Building solidarity with other producing countries to promote best practices and a sustainable and legal palm oil industry is essential,” says Maharani Hapsari, PhD and lecturer of international relations at Gadjah Mada University. “Indonesia should focus its diplomacy on palm oil global trade not only to strengthen authority, but also to enhance legitimacy of forest and oil palm governance by the broadest possible range of stakeholders.”

By Nabiha Shahab and Dominique Lyons, originally published at CIFOR’s Forests News.

For more information on this topic, please contact Heru Komarudin at h.komarudin@cgiar.org.


This research forms part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA), which is supported by the CGIAR Trust Fund.

This research is part of the Governing Oil Palm Landscapes for Sustainability (GOLS) project, which is supported by the United States Agency for International Development (USAID). The GOLS project supports effective and equitable implementation of the New York Declaration on Forests commitments by helping to align public and private policies and actions, and by delivering targeted, research-based evidence to key stakeholders and practitioners.

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  • Strengthening producer organizations is key to making finance inclusive and effective

Strengthening producer organizations is key to making finance inclusive and effective

Biofuel plantations in the Miombo woodlands, Zambia. Photo by J. Walker/CIFOR
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FTA COMMUNICATIONS TEAM

Duncan Macqueen. ©Macqueen/IIED

As part of the “Innovative finance for sustainable landscapes” interview series, the International Institute for Environment and Development’s (IIED) Forest Team Leader Duncan Macqueen spoke with Tropenbos International’s Nick Pasiecznik on increasing finance and investment in sustainable forestry and farming for smallholders.

“The challenge is to build strong producer organizations and change the perceptions of risk, return and transaction costs,” Macqueen said. This highlights direct support for strengthening membership, management and business as a strategy to develop bankable businesses with investment returns that are attractive to potential financiers. This will, in turn, improve livelihoods and provide an incentive for sustainable forest management.

Among Macqueen’s most recent publications is Access to finance for forest and farm producer organisations (FFPOs).

How do you define ‘inclusive finance’ and why is it important?

Inclusive finance ensures that local forest and farm producers are collectively involved in generating incomes, saving and making investments that improve their livelihoods. Importantly, it is not primarily about individuals, but about producer organizations that include women, landless people and ethnic minorities.

In developing countries, microfinance is rarely at a scale that can lift people out of poverty. Microfinance does, however, help to build individual capacities to understand and manage larger finance. To be transformative for forests and livelihoods, producers must be organized. Producer organizations are essential. They increase the economic scale and technological efficiency of transactions, and the credibility with which investments to upgrade transactions can be managed.

International finance rarely reaches forest and farm producers because financial institutions perceive the risk-to-return ratios and transaction costs to be too high. The challenge is to build strong producer organizations and change the perceptions of all involved.

A training course for women enterprise groups in Belize: “something we should be doing more of”. ©Macqueen/IIED

What are the underlying reasons for the underfinancing of locally controlled agricultural and forest business?

Underfinancing comes down to a lack of a well-directed ‘enabling investment’, i.e. financial support that does not require a financial return. For small businesses to attract ‘asset investment’ which does require a financial return, enabling investments must secure tenure, develop technical production skills, enhance market access and business know-how, and strengthen producer organizations. Building up these four areas makes such businesses ‘bankable’.

There is also a finance gap between micro-finance and large-scale finance. Microfinance is often available. The sums are small, the periods short, the returns fairly predictable (with a high ratio of working-to-fixed capital), and interest rates can be raised to cover high transaction costs. But microfinance rarely stretches to mid-level investments allowing growth. Large-scale finance is also available, but commercial banks rarely address the small needs of producer organizations because of perceptions on returns, risks and costs.

Read more: Background note on FTA financial innovations for sustainable landscapes interviews

What are we not doing right, or not doing well enough, or not doing at all?

Producer organizations must be strengthened. This includes the leadership, management structure and staff skills required to manage savings transparently. Local producers need to organize safe ways of managing savings. Whether to invest in better technology or to repay loans for investment – saving is the key common need. Once saving patterns are established, producer organizations can build up capital, to invest, use as collateral, or to offer financial services for members.

Better forest business incubation is needed to build financial management capacities within organizations that are inclusive of marginal groups. This is already routine in business incubation, but many for-profit services struggle to cover costs in remote forest landscapes. Unless donors can subsidize such costs, their reach is unlikely to extend beyond urban centers. A more innovative solution is to develop business incubation services within umbrella (or ‘apex-level’) producer organizations to aggregate, process and market products and services from their members.

More financial de-risking is required for external investors. There are five immediate priorities: link producer groups with conventional finance through face-to-face meetings or social media technologies; form partnerships to develop loan appraisals for proposals to banks; find ways of developing collateral acceptable to banks (such as standing tree volume); offer guarantees based on social and environmental commitments to offset perceptions of risk; and help banks redesign financial products to meet producers’ capabilities.

Value chain analysis of elephant foot yam with an association of farmers in northeast Myanmar. ©Macqueen/IIED

How is your organization addressing inclusive finance, and what are your experiences and key lessons?

IIED is shaping more inclusive finance within its entire program. Its Natural Resources Group has helped FAO, IUCN and Agricord design a financing mechanism to support producer organizations through the Forest and Farm Facility (FFF). The first phase included 947 producer groups across 10 countries, with 262 businesses helped to add value or diversify products, and 158 examples of new access to finance.

Direct grants to producer organizations require gender equality and inclusion in membership, leadership and representation. Support includes market analysis and development training, learning exchanges, business fairs and trade shows, links to policy platforms, direct brokering of finance with value chain partners and banks, toolkits for risk management and forest business incubation.

FFF is also now reviewing how to improve access to finance and install forest business incubation capacity into apex-level organizations. We have learnt that direct support for strengthening membership, management and business is highly effective. Bankable businesses emerge with investment returns that are attractive to potential financiers, improving livelihoods and providing an incentive for sustainable forest management. This also creates a pipeline for investible businesses for financiers that will attract future investment. A focus on grants, concessional loans or patient equity for locally controlled forest cooperatives results in inclusive cooperatives, but a focus on debt finance for large corporates leads only to local people being treated as cheap labor.

Read also: Making landscape finance more inclusive

What examples do you have of successful or promising ‘model’ approaches or innovations?

Promising innovations come less from inclusive access to finance, but from inclusive distribution of finance. This is a question of business model design, often found in businesses with democratic decision-making where members who live with the consequences of their business decisions, balance economic, social and environmental trade-offs.

An IIED-led analysis of 50 case studies of democratic business models from 24 countries showed six clear innovations. Democratic oversight bodies governing environmental and cultural stewardship improve the natural environment. Negotiated benefit distribution and financial vigilance mechanisms improve material wealth. Networked links to markets and decision-making improve social connectedness. Processes for conflict resolution and justice improve peace and security. Processes of entrepreneurial training and empowerment for both men and women improve human capacity development. Branding that reinforces local visions of prosperity improves a sense of community purpose.

In Nicaragua for example, FFF-mediated finance for the Mayaring women’s cooperative led to the development of 15 new productss using ‘tuno’ (Castilla tunu) bark cloth for vegetables. This led to a 35 percent rise in household incomes and a forest landscape restoration project using the species.

What is your vision on how best to increase finance and investment in sustainable forestry and farming?

My vision is to tailor different financing approaches to different producer organization types. For example, finance could be directed to indigenous peoples’ organizations in natural forests for territorial delimitation and protection; community forest organizations at the forest edge for making sustainable forest management work in collectively controlled natural forests; forest and farm businesses in planted forest ‘mosaics’ for improved social organization alongside asset investments in production; and peri-urban and urban forest product-processing businesses to increase productivity. Financing could be primarily grant finance to indigenous peoples, grants and blended/concessional finance for community forest enterprises, a mix of leasing, trade chain finance and commercial debt finance and guarantees for producer organizations, and more conventional debt finance for peri-urban groups There is no simple rule – everything depends on the circumstances of the group.

Catalyzing multitiered organizations is part of this vision. This includes first-tier local producer organizations selling products and services; second-tier regional organizations aggregating products, adding value through processing, marketing and providing business incubation services to members; and third-tier national federations lobbying governments for more enabling policies. Evidence suggests that strengthening producer organizations is effective in poverty reduction, and improving governance, forest landscape restoration and delivery of the Sustainable Development Goals.

By Nick Pasiecznik, Tropenbos International.

This interview has also been published on the Tropenbos International website.


Duncan Macqueen is a principal researcher in IIED’s Natural Resources Group. IIED is a “policy and action research organization promoting sustainable development and linking local priorities to global challenges”. His research focuses on the success factors for locally controlled forest enterprises, and he has published widely on the subject. We invited Duncan to express his views on inclusive finance, based on his 25 years of experience of working with smallholder groups and communities to strengthen their capacities to run forest-based businesses and access markets and finance. He and his team have worked closely with FAO and the World Bank, among others. His publications include Prioritising Support for Locally Controlled Forest Enterprises and Financing forest-related enterprises: Lessons from the Forest Investment Program: IIED Briefing.

This article was produced by Tropenbos International and the Center for International Forestry Research (CIFOR) as part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA). FTA is the world’s largest research for development program to enhance the role of forests, trees and agroforestry in sustainable development and food security and to address climate change. CIFOR leads FTA in partnership with Bioversity International, CATIE, CIRAD, INBAR, ICRAF and TBI. FTA’s work is supported by the CGIAR Trust Fund.

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  • Land restoration to enhance gender equality in Burkina Faso

Land restoration to enhance gender equality in Burkina Faso

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FTA COMMUNICATIONS TEAM

Widows who are members of a women’s self-help group have been allocated collective land to improve their livelihoods. Photo by Marlène Elias/Bioversity International

Not all farmers are able to adopt or benefit from landscape restoration practices equally. A research initiative highlights how inclusive initiatives have the potential to improve both the environment and the lives of women and their communities.

Gender disparity in landscape restoration 

Amid degradation of their natural resources, farmers in Burkina Faso’s Oubritenga province, in the country’s central Plateau, are adopting various practices to restore their lands. Landscape restoration enhances soil fertility and facilitates the establishment of trees that can provide benefits for human well-being as well as the environment.

The techniques include the creation of stone barriers to slow water flow and prevent runoff, agroforestry techniques, assisted natural regeneration of valued trees in fields, and the creation of small zaï pits to retain water and soil nutrients for crop growth. The problem is that not all farmers are able to adopt or benefit from these practices equally.

New research conducted by Master’s students from the University of Ouagadougou cosupervised by Bioversity International and other partners from Burkina Faso considers the various barriers women face in restoring their lands and landscapes to support their equitable participation in restoration initiatives for the benefit of the entire community.

Entrenched gender norms make it difficult for women to obtain the same opportunities as men to implement restoration practices. Gender plays an important role in determining who does what, who makes decisions, and who has access to resources and other assets, including benefits from restoration initiatives. Gender, however, is not the sole factor that determines who will implement and potentially benefit from landscape restoration practices. Whether a woman is married, where her husband resides, whether her husband has allocated her plots that are large enough to adopt agroforestry practices, and even whether the woman has adult male children can all greatly influence the probability of a woman implementing restoration practices and gaining some of the benefits.

In the study sites, farmers need to vouch for each other and women tend not to be considered eligible participants. Yet, not all women face the same exclusions. Women farmers who have a male head present in their household may be considered eligible, and can obtain access to material and financial resources, as well as training to apply restoration practices. This means that, unless they have an adult son, widows and wives of migrated husbands are particularly disadvantaged.

Read more: Gender at the center of Bioversity International’s research

Zai pits are dug to improve soil fertility and water retention. Credit: Adidjata Ouédraogo/Université de Ouagadougou

Inclusive initiatives go beyond trees

By studying the approach of Association Tiipaalga – an NGO that has been supporting restoration in the country since 2006 – Master’s students from the University of Ouagadougou are identifying good practices from restoration initiatives trying to promote gender equality. The NGO is working to secure access to land for women’s self-help groups, composed primarily of widows and young women. It is helping these groups fence off their land to promote natural regeneration and plant certain species of trees and crops that can offer the women income-generating opportunities.

Moreover, it is organizing exposure visits for women and men farmers to visit villages in other parts of the country where restoration practices are being implemented, allowing farmers to learn from each other. The initiative is also supporting women in building improved cookstoves that require less fuelwood – saving women’s time collecting the fuelwood and reducing forest degradation – and to access microcredit to pursue income-generating activities such as trade, horticulture, and processing of non-timber forest products. Most importantly, collectively having access to land is enabling women to strengthen their social ties, cultivate vegetables and increase their incomes.

In addition to material gains, women have also built greater confidence and have become more vocal when it comes to accessing or managing natural resources in their village. During village meetings, for example, they are stating their opinions, and may even express ideas that contradict those of the men – which was something unheard of in the past. Women are also reporting having a greater say within their household on what to grow and what agricultural techniques to adopt in their fields as a result of their participation in restoration initiatives. Moreover, the provision of tools and equipment has freed up some of the energy and time, which the women can now invest in activities that foster their personal development. Many have chosen to learn to read, others are learning about family planning, sanitation and keeping their households healthy.

As one of the participants, Ms Kabore Minata puts it, “Thanks to these efforts, we women were able to have land, even if only on loan, and tools to cultivate crops. Were it not for these interventions, this would be only a dream because [as a woman having married into this village] I am considered a stranger here. Aside from a small parcel of land for growing condiments, what else could a woman like me have had otherwise?”

This article was originally published by Bioversity International


The University of Ouagadougou, Association Tiipaalga, and Burkina Faso’s National Tree Seed Center partnered with Bioversity International on this initiative.

This research was carried out by Adidjata Ouédraogo and Safietou Tiendrebeogo, Master’s students at Université de Ouagadougou, in the context of the project ‘Nutrition‐sensitive forest restoration to enhance adaptive capacity of rural communities in Burkina Faso’, led by Bioversity International. This research component has also received the support of Association Tiipaalga and the Centre National de Semences Forestières. The project is funded by the Austrian Development Agency.

This resesarch was conducted as part of the CGIAR Research Program on Forests, Trees and Agroforestry, and is supported by contributors to the CGIAR Trust Fund.


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