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  • How can rubber contribute to sustainable development in a context of climate change?

How can rubber contribute to sustainable development in a context of climate change?


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Rubber trees grow in rows in South Sumatra, Indonesia. Photo by I. Cooke Vieira/CIFOR
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FTA COMMUNICATIONS TEAM

Developing the rubber sector while meeting environment and social objectives involves both challenges and opportunities.

Lying in the shadow of oil palm in terms of sustainable development issues, the sector needs a combination of measures to progress toward sustainable development. There is now a wealth of knowledge and evidence to make this happen.

“Evolution to Revolution: New Paths for the Rubber Economy” was the theme of the World Rubber Summit held in Singapore on March 18-19, 2019, organized by the International Rubber Study Group (IRSG). The CGIAR Research Program on Forests, Trees and Agroforestry (FTA) participated in the summit and I presented during a session titled Managing sustainability performances in the rubber value chain.

Plantations of all major tropical commodities – especially oil palm, timber, pulp, cocoa and rubber – are expanding quickly, creating opportunities for development while also raising concerns about impacts on the environment, landscapes and livelihoods.

FTA has identified plantations as a research priority. Rubber is a particularly interesting example; plantations are continually expanding with a very concentrated sector downstream (the majority being a small number of tire producers), and a production sector heavily dominated by smallholders.

Read also: Challenges and opportunities for sustainable rubber in Myanmar

Rubber at a crossroads

The sector is confronted with a range of issues when it comes to its impact on and contribution to sustainable development.

Land-use change: Rubber is the most rapidly expanding tree crop within mainland Southeast Asia. Additional land will be required to meet future rubber demand, which could be in forested areas or on mosaic landscapes, swidden agriculture and agroforest, though there is also potential to reduce land-use change and deforestation through more intensive systems – both in terms of rubber and other associated production depending on situations.

Biodiversity: In many areas rubber expansion has been on former natural forest, including sometimes in protected areas. The effects of converting primary and secondary forests to rubber monoculture are well understood – it decreases species richness and changes species composition. However, the biodiversity value of swidden agriculture and of mosaic landscapes is less well known and the effects of their conversion to rubber plantations has been assessed in less detail.

Climate change mitigation: The potential contribution of rubber to climate change mitigation depends on what it replaces and the way it is conducted. The impact is generally negative when rubber replaces primary or secondary forests, but positive when planted on very degraded land. The impact can be neutral or slightly positive when rubber replaces swidden systems with a short fallow period, but negative when it displaces swidden systems that will then encroach on forest.

Water and erosion: Effects again depend on what rubber replaces. For instance, there can be less fog interception relative to complex canopies. Conversion to rubber can increase evapotranspiration relative to native vegetation. Rubber risks depleting deep-soil moisture during the dry season with effects on groundwater and streamflow. In mountainous areas of mainland Southeast Asia, plantations on steep slopes have negative impacts on soil erosion, landslide risk and water quality. There are also indications of impacts from rubber plantation runoff on water quality and aquatic biodiversity.

A hevea tree is seen in Ngazi, DRC. Photo by A. Fassio/CIFOR

Social issues: Production is still dominated by smallholders in most countries, especially in “traditional” production areas. The establishment of rubber replacing swidden agriculture has substantially increased smallholder income in Southwest China and Northern Thailand. In non-traditional areas, such as Laos, Cambodia, Myanmar and some African countries, the expansion of rubber often takes the form of larger-scale plantations – which could disadvantage rural communities, with some reports of evictions and of poor labor conditions in large-scale plantations.

Resilience to price fluctuations: Rubber prices can be volatile, which is a concern for long-term investment and has consequences for the sustainability of economic and production models. Smallholders who are purely engaged in rubber are very exposed, especially if they are not supported by public policies. Smallholders with diversified systems are the most resilient. Paradoxically, large estates may be more exposed due to monoculture and having to pay a workforce.

Climate change adaptation: Until recently it was difficult to predict the incidence of climate change on violent precipitation and winds, to which plantations are vulnerable. There is also a need for more research on the impacts of climate change on the distribution of pests and diseases. Diversified systems are more resilient to shocks of any kind, including from climate change, and can contribute to adaptation at a landscape level.

Read also: Challenges and opportunities for sustainable rubber in the Lao People’s Democratic Republic

Ways forward 

Given these challenges, the potential impacts of rubber expansion and the contribution to the Sustainable Development Goals and the Paris Agreement ultimately depend on three factors. First is where expansion occurs, and the land use or land cover that rubber replaces. Second, it involves production systems, yield and overall efficiency, including the use of rubber wood, as well as impacts on water and biodiversity. The third factor is benefits for smallholders and local populations, contributing to economic and social resilience.

A range of objectives could pave the way forward for sustainable development.

  • Limiting negative impacts of land-use change
  • Regulating land concessions and contract farming
  • Supporting smallholders and farmer groups
  • Promoting and improving diversified systems

To meet these objectives, it would be necessary to see a combination of measures.

  • Research in development
  • Extension services aiming for high yields and quality, as well as diversified production systems
  • Land-use zoning and planning
  • Enabling regulatory environment on concessions and contracts
  • Recognition of sustainable practices, including through corporate social and environmental responsibility and certification
  • Support and incentives for smallholders when engaging in sustainable development, such as secure tenure, technology transfer, economic risk mitigation, payment for environmental services

The rubber sector needs measures connecting downstream with upstream, involving various stakeholders, building on science and knowledge and promoting transfer in a practical way. The newly launched Global Platform for Sustainable Natural Rubber (GPSNR) will hopefully address this.

Knowledge and evidence could enable the transition in a proactive way, contributing to sustainable development outcomes. FTA stands ready to work with the GPSNR and to help support the sector move toward sustainable development, “from evolution to revolution”.

By Vincent Gitz, FTA Director


The CGIAR Research Program on Forests, Trees and Agroforestry (FTA) is supported by contributors to the CGIAR Trust Fund.


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  • How can rubber contribute to sustainable development in a context of climate change?

How can rubber contribute to sustainable development in a context of climate change?


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Posted by

FTA COMMUNICATIONS TEAM

Rubber trees grow in rows in South Sumatra, Indonesia. Photo by I. Cooke Vieira/CIFOR

Developing the rubber sector while meeting environment and social objectives involves both challenges and opportunities.

Lying in the shadow of oil palm in terms of sustainable development issues, the sector needs a combination of measures to progress toward sustainable development. There is now a wealth of knowledge and evidence to make this happen.

“Evolution to Revolution: New Paths for the Rubber Economy” was the theme of the World Rubber Summit held in Singapore on March 18-19, 2019, organized by the International Rubber Study Group (IRSG). The CGIAR Research Program on Forests, Trees and Agroforestry (FTA) participated in the summit and I presented during a session titled Managing sustainability performances in the rubber value chain.

Plantations of all major tropical commodities – especially oil palm, timber, pulp, cocoa and rubber – are expanding quickly, creating opportunities for development while also raising concerns about impacts on the environment, landscapes and livelihoods.

FTA has identified plantations as a research priority. Rubber is a particularly interesting example; plantations are continually expanding with a very concentrated sector downstream (the majority being a small number of tire producers), and a production sector heavily dominated by smallholders.

Read also: Challenges and opportunities for sustainable rubber in Myanmar

Rubber at a crossroads

The sector is confronted with a range of issues when it comes to its impact on and contribution to sustainable development.

Land-use change: Rubber is the most rapidly expanding tree crop within mainland Southeast Asia. Additional land will be required to meet future rubber demand, which could be in forested areas or on mosaic landscapes, swidden agriculture and agroforest, though there is also potential to reduce land-use change and deforestation through more intensive systems – both in terms of rubber and other associated production depending on situations.

Biodiversity: In many areas rubber expansion has been on former natural forest, including sometimes in protected areas. The effects of converting primary and secondary forests to rubber monoculture are well understood – it decreases species richness and changes species composition. However, the biodiversity value of swidden agriculture and of mosaic landscapes is less well known and the effects of their conversion to rubber plantations has been assessed in less detail.

Climate change mitigation: The potential contribution of rubber to climate change mitigation depends on what it replaces and the way it is conducted. The impact is generally negative when rubber replaces primary or secondary forests, but positive when planted on very degraded land. The impact can be neutral or slightly positive when rubber replaces swidden systems with a short fallow period, but negative when it displaces swidden systems that will then encroach on forest.

Water and erosion: Effects again depend on what rubber replaces. For instance, there can be less fog interception relative to complex canopies. Conversion to rubber can increase evapotranspiration relative to native vegetation. Rubber risks depleting deep-soil moisture during the dry season with effects on groundwater and streamflow. In mountainous areas of mainland Southeast Asia, plantations on steep slopes have negative impacts on soil erosion, landslide risk and water quality. There are also indications of impacts from rubber plantation runoff on water quality and aquatic biodiversity.

A hevea tree is seen in Ngazi, DRC. Photo by A. Fassio/CIFOR

Social issues: Production is still dominated by smallholders in most countries, especially in “traditional” production areas. The establishment of rubber replacing swidden agriculture has substantially increased smallholder income in Southwest China and Northern Thailand. In non-traditional areas, such as Laos, Cambodia, Myanmar and some African countries, the expansion of rubber often takes the form of larger-scale plantations – which could disadvantage rural communities, with some reports of evictions and of poor labor conditions in large-scale plantations.

Resilience to price fluctuations: Rubber prices can be volatile, which is a concern for long-term investment and has consequences for the sustainability of economic and production models. Smallholders who are purely engaged in rubber are very exposed, especially if they are not supported by public policies. Smallholders with diversified systems are the most resilient. Paradoxically, large estates may be more exposed due to monoculture and having to pay a workforce.

Climate change adaptation: Until recently it was difficult to predict the incidence of climate change on violent precipitation and winds, to which plantations are vulnerable. There is also a need for more research on the impacts of climate change on the distribution of pests and diseases. Diversified systems are more resilient to shocks of any kind, including from climate change, and can contribute to adaptation at a landscape level.

Read also: Challenges and opportunities for sustainable rubber in the Lao People’s Democratic Republic

Ways forward 

Given these challenges, the potential impacts of rubber expansion and the contribution to the Sustainable Development Goals and the Paris Agreement ultimately depend on three factors. First is where expansion occurs, and the land use or land cover that rubber replaces. Second, it involves production systems, yield and overall efficiency, including the use of rubber wood, as well as impacts on water and biodiversity. The third factor is benefits for smallholders and local populations, contributing to economic and social resilience.

A range of objectives could pave the way forward for sustainable development.

  • Limiting negative impacts of land-use change
  • Regulating land concessions and contract farming
  • Supporting smallholders and farmer groups
  • Promoting and improving diversified systems

To meet these objectives, it would be necessary to see a combination of measures.

  • Research in development
  • Extension services aiming for high yields and quality, as well as diversified production systems
  • Land-use zoning and planning
  • Enabling regulatory environment on concessions and contracts
  • Recognition of sustainable practices, including through corporate social and environmental responsibility and certification
  • Support and incentives for smallholders when engaging in sustainable development, such as secure tenure, technology transfer, economic risk mitigation, payment for environmental services

The rubber sector needs measures connecting downstream with upstream, involving various stakeholders, building on science and knowledge and promoting transfer in a practical way. The newly launched Global Platform for Sustainable Natural Rubber (GPSNR) will hopefully address this.

Knowledge and evidence could enable the transition in a proactive way, contributing to sustainable development outcomes. FTA stands ready to work with the GPSNR and to help support the sector move toward sustainable development, “from evolution to revolution”.

By Vincent Gitz, FTA Director


The CGIAR Research Program on Forests, Trees and Agroforestry (FTA) is supported by contributors to the CGIAR Trust Fund.


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  • Governing sustainable palm oil supply: Disconnects, complementarities, and antagonisms between state regulations and private standards

Governing sustainable palm oil supply: Disconnects, complementarities, and antagonisms between state regulations and private standards


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FTA COMMUNICATIONS TEAM

The global palm oil value chain has grown in complexity; stakeholder relationships and linkages are increasingly shaped by new public and private standards that aim to ameliorate social and environmental costs while harnessing economic gains. Regulatory initiatives in the emerging policy regime complex struggle to resolve sector-wide structural performance issues: pervasive land conflicts, yield differences between companies and smallholders, and carbon emissions arising from deforestation and peatland conversion. Identifying opportunities for more effective governance of the palm oil value chain and supply landscapes, this paper explores disconnects, complementarities, and antagonisms between public regulations and private standards, looking at the global, national, and subnational policy domains shaping chain actors’ conduct. Greater complementarities have emerged among transnational instruments, but state regulation disconnects persist and antagonisms prevail between national state regulations and transnational private standards. Emerging experimental approaches, particularly at subnational level, aim to improve coordination to both enhance complementarities and resolve disconnects.


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  • Greater inclusion of women is needed to optimally intensify cocoa value chains, researchers find

Greater inclusion of women is needed to optimally intensify cocoa value chains, researchers find


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A woman carries a basket in Peru. Photo by ICRAF
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FTA COMMUNICATIONS TEAM

Researchers interview smallholder cocoa farmers in Peru. Photo by Trent Blare/ICRAF

Working with smallholders in the valley of the rivers Apurimac, Ene and Montaro (VRAEM), a region of Peru, is a challenging task.

The region produces approximately 70 percent of the country’s illicit coca and is home to the last remnants of the Shining Path, an armed group that fought against the state between the 1980s and early 2000s.

But the area is now also of importance to cocoa production in the country as governmental agencies, cocoa buyers and development programs have been seeking to help expand and intensify cocoa production. Smallholders who had abandoned their farms after many years of conflict have now returned and are seeking alternatives to coca production.

Researchers from the World Agroforestry Centre (ICRAF) have supported one of the alternative initiatives, a cocoa value-chain development project sponsored by Lutheran World Relief and Sumaqao, a Peruvian cocoa buyer. Sumaqao has a long history of purchasing cocoa in the VRAEM and working with smallholders throughout Peru on fair trade and sustainable production. ICRAF was asked to evaluate how the project could have a larger impact on smallholders’ livelihoods and what steps should be taken to ensure that value-chain development is gender inclusive.

It was an opportunity to examine how gender inequalities — including access to services, participation in cooperatives and decision-making in households — hindered value-chain development, as well as the implications of gender relations for development strategies in the Peruvian Amazon, an area that has received little attention.

The ICRAF team conducted four structured interviews within each of the sampled households — aimed at reducing the potential of bias and inaccuracies — to explore gender-based differences in cocoa participation.

The first set of interviews included female and male household heads together. Following the interviews, the team discussed the answers and considered any discrepancies pertinent to the next interviews. The second set was conducted separately with each household’s primary male and female, covering their productive activities, perceptions of their involvement in cocoa production and the project. Finally, women were interviewed on their use of time the day before, as well as their interest in, and barriers to, their participation in the cocoa value chain. Key informant interviews were also carried out with non-governmental organizations, cocoa buyers and governmental officials to verify and clarify the findings.

A woman carries a basket in Peru. Photo by ICRAF

The results revealed that cocoa intensification programs have greatly enhanced productivity and households’ incomes. Women played an important role in the transformation. They often carried out the same tasks as men, especially harvest and post-harvest activities, and were involved in making decisions on how the earnings from cocoa production were spent. However, women were excluded from making decisions about the marketing of cocoa and the purchase and sale of land and farm equipment.

Importantly, women’s increased participation in cocoa production had not been supported by a corresponding decrease in domestic work. About 30 percent of the interviewed women said that they were constrained by a lack of time to participate in training and cooperative meetings, even though they were interested in cocoa production. Women often felt uninformed about meetings, the provision of technical assistance and market conditions.

By looking at the impact of gender relations on intensification, relevant but nuanced and often neglected aspects of production and marketing that might determine the potential for value-chain development started to become more visible. One of them was the tension between women’s interest in participation in cocoa production and the time they had available for it. The gender dynamics around decision-making were also considered to be possibly related to their constraints in accessing information about markets, buyers and technical support.

Work to enhance cocoa production has had, and will likely continue to have, important impact on household incomes and wellbeing, suggesting that exploration should continue of gender dynamics, focusing on the gender responsiveness of value chains at various levels.

Recommendations for the development of a gender-inclusive value chain included sensitizing technicians to respond to the needs of women interested in cocoa production, testing diverse extension approaches that encouraged learning and exchange between men and women of different ages, as well as the use of alternative forms of communication technology that have a wider reach among different groups with varying literacy levels.

The results also suggested a need to move beyond the promotion of only cocoa to a “livelihoods approach”, which would include other economic activities that are also important for women and their household finances in the VRAEM.

Further, policies and programs promoting the intensification of cocoa production should also explore opportunities to transform gender relations that constrain women’s time, mobility and access to information instead of focusing on static or traditional gender roles that may already be changing because of male out-migration. The role of intersecting disadvantaging factors in creating barriers to deeper cocoa engagement also needs more examination. Further research will be needed to look at how factors like age and marital status influence these barriers at different stages of the value chain.

By Ana Maria Paez-Valencia and Trent Blare, originally published at ICRAF’s Agroforestry World.


This study forms part of the CGIAR Research Program on Forests, Trees and Agroforestry (FTA) and CGIAR Research Program on Policies, Institutions and Markets (PIM), which are supported by CGIAR Fund Donors.


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  • Value chain development in Nicaragua: prevailing approaches and tools used for design and implementation

Value chain development in Nicaragua: prevailing approaches and tools used for design and implementation


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FTA COMMUNICATIONS TEAM

Overview

This article draws on four contrasting cases of value chain development (VCD) in Nicaragua to assess approaches and tools used in design and implementation. We interviewed 28 representatives from the international NGOs leading the interventions, the local NGOs that participated in implementation, principal buyers, and cooperatives. Despite the complexity of market systems, results showed a relatively basic approach to VCD, reflected in: 1) reliance on a single tool for design and implementation; 2) expected outcomes based on technical assistance and training for smallholders and cooperatives; 3) local NGOs and cooperatives with key roles in implementation; and 4) limited engagement with other chain actors, service providers, and researchers.

We conclude with a call for a broader approach to VCD, based on a combination of tools to account for multiple, context-specific needs of diverse stakeholders, deeper collaboration between key actors within and outside value chain, and evidence-based reflection and learning.

Published in Enterprise Development and Microfinance, Vol. 28 (1–2), p. 10-27.


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