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  • Connecting the policy dots: linking adaptation, mitigation and sustainable development for climate-resilient land use planning

Connecting the policy dots: linking adaptation, mitigation and sustainable development for climate-resilient land use planning


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In the land use sector mitigation, adaptation and development policies are all closely linked and can impact each other in positive and negative ways. It is therefore essential that these relationships are taken into account in order to enhance synergies and avoid or reduce trade-offs. This can be achieved through a specific form of Climate Policy Integration (CPI), which integrates first mitigation and adaptation policy processes and subsequently mainstreams climate policies into development processes. We have explored these processes through case studies in the land use sectors of Brazil and Indonesia. CPI in the land use sector presents a number of challenges related to cross-sectoral and cross-level integration. Unless a governmental CPI authority mandates that sectoral ministries integrate their efforts, sectoral competition over control of decision-making processes may prevail, hampering CPI. Cross-level integration is weakened by differences in understanding, priorities and power across levels of governance.


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  • Climate-smart land use requires local solutions, transdisciplinary research, policy coherence and transparency

Climate-smart land use requires local solutions, transdisciplinary research, policy coherence and transparency


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Successfully meeting the mitigation and adaptation targets of the Paris Climate Agreement (PA) will depend on strengthening the ties between forests and agriculture. Climate-smart land use can be achieved by integrating climate-smart agriculture (CSA) and REDD+. The focus on agriculture for food security within a changing climate, and on forests for climate change mitigation and adaptation, can be achieved simultaneously with a transformational change in the land-use sector. Striving for both independently will lead to competition for land, inefficiencies in monitoring and conflicting agendas. Practical solutions exist for specific contexts that can lead to increased agricultural output and forest protection. Landscape-level emissions accounting can be used to identify these practices. Transdisciplinary research agendas can identify and prioritize solutions and targets for integrated mitigation and adaptation interventions. Policy coherence must be achieved at a number of levels, from international to local, to avoid conflicting incentives. Transparency must lastly be integrated, through collaborative design of projects, and open data and methods. Climate-smart land use requires all these elements, and will increase the likelihood of successful REDD+ and CSA interventions. This will support the PA as well as other initiatives as part of the Sustainable Development Goals.


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  • Where Land Meets the Sea: A Global Review of the Governance and Tenure Dimensions of Coastal Mangrove Forests

Where Land Meets the Sea: A Global Review of the Governance and Tenure Dimensions of Coastal Mangrove Forests


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Authors: Rotich, B.; Mwangi, E.; Lawry, S.

This report provides a synoptic analysis of the legal and governance frameworks that relate to the use and management of mangrove forests globally. It highlights the range of challenges typically encountered in the governance and tenure dimensions of mangrove forest management. This assessment forms part of a broader study that includes national-level assessments in Indonesia and Tanzania. It was carried out under the USAID-funded Tenure and Global Climate Change Program. The report provides information on the challenges for mangrove rehabilitation and restoration, legal frameworks for the governance of mangroves, mangrove governance and tenure in practice, and lessons in mangrove governance for policy and practice. Primary findings from this assessment show that authority over mangrove forest management is overwhelmingly vested in state institutions and that mangrove protection is a central objective. Given the ambiguous role of mangroves situated between the land and sea, the configuration of state authority for mangrove management is quite complex. In some countries, there is fragmentation of responsibilities across two or more agencies such as forests, fisheries, environment, and wildlife. This contributes to a high level of segmentation and jurisdictional ambiguity. Frameworks and mechanisms for enabling multi-sectoral coordination across agencies and governance levels are uncommon, and where they exist, they are difficult to put into practice.

Pages: 40p

Publisher: CIFOR and USAID Tenure and Global Climate Change Program, Bogor, Indonesia and Washington, DC

Publication Year: 2016


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  • Enhancing transparency in the land sector under the Paris Agreement: Non-state actors and corporate pledges, from rhetoric to reality

Enhancing transparency in the land sector under the Paris Agreement: Non-state actors and corporate pledges, from rhetoric to reality


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Authors: Gnych, S.; Leonard, S.; Pacheco, P.; Lawry, S.; Martius, C.

Key messages

  • Article 13 of the Paris Agreement calls for enhanced transparency in climate actions. At the same time, non-state actors (NSAs) are increasingly referred to within the text of decisions and initiatives by the United Nations Framework Convention on Climate Change (UNFCCC). However, the continued use of such a broad and undefined term to represent a complex set of stakeholders – ranging from academia to private sector, civil society to indigenous peoples groups – is unhelpful. There cannot be a ‘one-size-fits-all’ approach to NSAs
  • The private sector is a complex and diverse sub-set of NSAs, with significant variations in capacity, motivations and priorities across companies and value chains. Their response to climate change will be key to setting and achieving the nationally determined contributions (NDCs) made by Parties to the UNFCCC.
  • A large number of international corporations have made voluntary commitments to reduce their negative environmental and social impacts in the agriculture and forestry sectors, within their own operations as well as those of third-party suppliers. Many of these pledges have now been registered on the UNFCCC non-state actor platform (NAZCA). As yet, however, there is no systematic way to track and verify these pledges and their impacts.
  • One major risk is that stringent and rapidly implemented corporate commitments related to sustainable and ‘deforestation free’ supply chains will exclude already marginalized smallholders, who often operate within broader informal economies, resulting in indirect detrimental social and environmental impacts. Aside from the Cancun safeguards, such risks remain unrecognized by the UNFCCC.
  • Public funds, such as the Green Climate Fund (GCF), could be used to financially support smallholders and small and medium enterprises (SMEs), and upgrade their production systems through the adoption of improved practices and by facilitating their access to sustainable supply chains.
  • Governments, indigenous peoples groups and civil society organizations, as well as corporations themselves, are monitoring the progress and impact of NSA pledges at different spatial scales. But significant challenges remain regarding the alignment of methods, metrics and data sets, disclosure of information, and the verification and monitoring of indirect impacts.
  • There is currently no systematic way to track delivery of voluntary commitments through transparent processes that are open to wider society. Additional efforts, including national and international political architectures are needed.
  • There is justification for the UNFCCC to develop guidance around NSA engagement in climate mitigation and adaptation actions. This can help to distinguish between different groups of NSAs and track the activities undertaken by diverse private sector actors, to better understand how they contribute to achieving NDCs.

Series: CIFOR Infobrief no. 157

Pages: 8p.

Publisher: Center for International Forestry Research (CIFOR), Bogor, Indonesia

Publication Year: 2016

DOI: 10.17528/cifor/006257


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  • An integrative research framework for enabling transformative adaptation

An integrative research framework for enabling transformative adaptation


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Authors: Colloff, M.J.; Martín-López, B.; Lavorel, S.; Locatelli, B.; Gorddard, R.; Longaretti, P-Y.; Walters, G.; van Kerkhoff, L.; Wyborn, C.; Coreau, A.; Wise, R.M.; Dunlop, M.; Degeorges, P.; Grantham, H.; Overton, I.C.; Williams, R.D.; Doherty, M.D.; Capon, T.; Sanderson, T.; Murphy, H.T.

Transformative adaptation will be increasingly important to effectively address the impacts of climate change and other global drivers on social-ecological systems. Enabling transformative adaptation requires new ways to evaluate and adaptively manage trade-offs between maintaining desirable aspects of current social-ecological systems and adapting to major biophysical changes to those systems. We outline such an approach, based on three elements developed by the Transformative Adaptation Research Alliance (TARA): (1) the benefits of adaptation services; that sub-set of ecosystem services that help people adapt to environmental change; (2) The values-rules-knowledge perspective (vrk) for identifying those aspects of societal decision-making contexts that enable or constrain adaptation and (3) the adaptation pathways approach for implementing adaptation, that builds on and integrates adaptation services and the vrk perspective. Together, these elements provide a future-oriented approach to evaluation and use of ecosystem services, a dynamic, grounded understanding of governance and decision-making and a logical, sequential approach that connects decisions over time. The TARA approach represents a means for achieving changes in institutions and governance needed to support transformative adaptation.

Pages: 10p.

Publication Year: 2016

ISSN: 1462-9011

Source: Environmental Science and Policy

DOI: 10.1016/j.envsci.2016.11.007


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  • Beyond dichotomies: Gender and intersecting inequalities in climate change studies

Beyond dichotomies: Gender and intersecting inequalities in climate change studies


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Authors: Djoudi, H.; Locatelli, B.; Vaast, C.; Asher, K.; Brockhaus, M.; Sijapati Basnett, B.

Climate change and related adaptation strategies have gender-differentiated impacts. This paper reviews how gender is framed in 41 papers on climate change adaptation through an intersectionality lens. The main findings show that while intersectional analysis has demonstrated many advantages for a comprehensive study of gender, it has not yet entered the field of climate change and gender. In climate change studies, gender is mostly handled in a men-versus-women dichotomy and little or no attention has been paid to power and social and political relations. These gaps which are echoed in other domains of development and gender research depict a ‘feminization of vulnerability’ and reinforce a ‘victimization’ discourse within climate change studies. We argue that a critical intersectional assessment would contribute to unveil agency and emancipatory pathways in the adaptation process by providing a better understanding of how the differential impacts of climate change shape, and are shaped by, the complex power dynamics of existing social and political relations.

Publication Year: 2016

ISSN: 0044-7447

Source: Ambio 45(Supplement 3): 248-262

DOI: 10.1007/s13280-016-0825-2


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  • Climate policy integration in the land use sector: Mitigation, adaptation and sustainable development linkages

Climate policy integration in the land use sector: Mitigation, adaptation and sustainable development linkages


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Authors: Di Gregorio, M.; Nurrochmat, D.R.; Paavola, J.; Sari, I.M.; Fatorelli, L.; Pramova, E.;Locatelli, B.; Brockhaus, M.; Kusumadewi, S.D.

This article re-conceptualizes Climate Policy Integration (CPI) in the land use sector to highlight the need to assess the level of integration of mitigation and adaptation objectives and policies to minimize trade-offs and to exploit synergies. It suggests that effective CPI in the land use sector requires i) internal climate policy coherence between mitigation and adaptation objectives and policies; ii) external climate policy coherence between climate change and development objectives; iii) vertical policy integration to mainstream climate change into sectoral policies and; iv) horizontal policy integration by overarching governance structures for cross-sectoral coordination. This framework is used to examine CPI in the land use sector of Indonesia. The findings indicate that adaptation actors and policies are the main advocates of internal policy coherence. External policy coherence between mitigation and development planning is called for, but remains to be operationalized. Bureaucratic politics has in turn undermined vertical and horizontal policy integration. Under these circumstances it is unlikely that the Indonesian bureaucracy can deliver strong coordinated action addressing climate change in the land use sector, unless sectoral ministries internalize a strong mandate on internal and external climate policy coherence and find ways to coordinate policy action effectively.

Pages: 9p.

Publication Year: 2016

ISSN: 1462-9011

Source: Environmental Science and Policy

DOI: 10.1016/j.envsci.2016.11.004


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